European Court of Human Rights
FIRST SECTION
CASE OF D.A. AND OTHERS v. POLAND
(Application no. 51246/17)
JUDGMENT
Art 3 • Expulsion
• Repeated denial of access
to asylum procedure at Polish-Belarusian border, exposing applicants to risk of
chain-refoulement to Syria and inhuman
and degrading treatment and torture
Art 4 P4 • Collective
expulsion of aliens through wider policy of refusal of entry, in disregard of
applicants’ intention
to apply for international protection
Art 13 (+ Art 3 and Art 4 P4) • Lack of effective remedy by which to lodge complaints with the domestic authorities
Art 34 • Hinder
the exercise of the right
of application • Non-compliance with interim measure under Rule 39
STRASBOURG
8 July 2021
This judgment will become final
in the circumstances set out in Article
44 § 2 of the Convention. It may
be subject to editorial revision.
In the case of D.A. and Others
v. Poland,
The European Court of
Human Rights (First Section),
sitting as
a Chamber composed of:
Ksenija Turković, President,
Péter Paczolay,
Krzysztof Wojtyczek,
Alena Poláčková,
Raffaele Sabato,
Lorraine Schembri Orland,
Ioannis Ktistakis, judges,
and Renata Degener, Section Registrar,
Having regard to:
the application
(no. 51246/17) against the Republic of
Poland lodged with the Court under Article 34 of the Convention for the Protection
of Human Rights and Fundamental
Freedoms (“the Convention”) by three
Syrian nationals, Mr D.A., Mr M.A., and Ms S.K. (“the applicants”), on
20 July 2017;
the decision
to give notice to the Polish Government (“the Government”) of the complaints under Article 3 of the
Convention, Article 4 of Protocol No. 4 to the
Convention, Article 13 in conjunction
with Article 3 of the Convention and Article 4 of Protocol No. 4 to the Convention and under Article 34 of the Convention;
the decision not to have the applicants’ names disclosed;
the decision
to give priority to the application (Rule 41 of the Rules of Court);
the decision
to indicate an interim measure to the respondent Government under Rule 39 of the Rules of
Court and the fact that this interim measure has not been
complied with;
the observations
submitted by the respondent
Government and the observations in reply submitted by the applicants;
the comments submitted by the United Nations High Commissioner
for Refugees, who was granted leave
to intervene by the President
of the Section;
Having deliberated in private
on 15 June 2021,
Delivers the following judgment, which was adopted
on that date:
INTRODUCTION
1. The case concerns alleged pushbacks of the applicants – Syrian nationals – at the Polish-Belarusian border. The applicants alleged that the Polish authorities had repeatedly denied them the possibility of lodging applications for international protection,
in breach of Article 3 of
the Convention. They also relied upon Article
4 of Protocol No. 4 to the Convention, alleging that their situation had not been
reviewed individually and that they were
victims of a general policy followed
by the Polish authorities
with the aim of reducing
the number of asylum applications registered in
Poland. The applicants stated
that, under Article 13 in conjunction with Article 3 of the
Convention and Article 4 of Protocol No. 4 to
the Convention, lodging an appeal against
a decision denying someone entry into Poland did not constitute
an effective remedy for asylum-seekers as it would have
no suspensive effect. Moreover, the applicants complained that the Polish authorities had not complied
with the interim measure granted
to them by the Court, in breach
of Article 34 of the Convention.
THE FACTS
2. The applicants,
Mr D.A., Mr M.A. and Ms S.K., were born
in 1987, 1992 and 1993 respectively. They are Syrian nationals who currently
reside in Belarus. The first two
applicants are brothers,
the first and the third applicants
are married. The applicants
were represented by Mr J. Białas, a lawyer
practising in Warsaw.
3. The Government were represented by their Agent, M J. Chrzanowska
and, subsequently, by Mr
J. Sobczak, of the Ministry
of Foreign Affairs.
4. The facts
of the case, as submitted
by the parties, may be summarised
as follows.
- THE
APPLICANTS’ SITUATION PRIOR TO THE APPLICATION FOR INTERIM MEASURES
5. On three
occasions between 14 and 18
July 2017 the applicants travelled to the Polish-Belarusian
border crossing at Terespol. According to the applicants, each time they expressly stated a wish to lodge an application for international protection.
6. According
to the applicants, when talking to the border guards they expressed
fears for their safety. They stated
that they came from Syria where a violent armed conflict
was going on. The first and
second applicants had received conscription orders from the Syrian Army and had failed to comply
with them. They submitted that this fact put them
at risk of fifteen years’ imprisonment if returned to Syria. Moreover, the first and second applicants
declared that they belonged to the Druze ethno-religious group, which was one of the most persecuted minorities in Syria, both by the
Assad regime and by Sunni extremists.
7. The applicants
also stated that although they
had resided and studied in Belarus since 2013
(the first and second applicants) and 2015 (the third applicant) they could not
remain in that country, as they had
recently graduated, their visas had
expired and in practice it would be impossible
for them to obtain
international protection there.
8. On all
occasions on which the applicants presented themselves at the border crossing at Terespol, administrative decisions were issued turning them away from the Polish border on the grounds that they did
not have any documents authorising
their entry into Poland and
that they had not stated
that they were at risk of persecution in their home country
but that they were simply
trying to emigrate for economic
or personal reasons (specifically
in order to join their
family who lived in Europe
or to pursue professional
careers outside Belarus). This
conclusion was based on the summary official notes from the interviews prepared
by the officers of the Border
Guard in Polish and not signed by the applicants.
The official notes in question
observed that the applicants indicated that the first and the second applicant
had recently graduated from their studies in
Minsk and were very successful in the field of film-making. They
wished to advance their careers in Europe. According
to those official notes,
the applicants had also indicated that they had
family members in the United Kingdom, Germany and
France and wanted to visit them and seek their
support in starting a life in Europe.
9. The applicants
did not appeal against any of the administrative decisions issued before 20 July 2017.
- INTERIM MEASURES
INDICATED BY THE COURT
10. On 20 July
2017, when the applicants presented themselves at the border crossing in Terespol, their representative submitted a request under Rule 39 of the Rules of Court asking the Court to prevent the applicants’ removal to
Belarus.
11. On
20 July 2017, at 10.08 a.m.
the Court (the duty judge) decided
to apply Rule 39 of the Rules of Court, indicating to the Government that
the applicants should not be removed to Belarus until 3 August 2017. The Government were
informed of the interim measure
before the planned time of expulsion. Nevertheless, the applicants were returned to Belarus at
11.25 a.m. The official note prepared
by border guards on this occasion stated
that, when at the border, the applicants had expressed the wish to enter Poland in order to find a better place to work, to develop professionally and to visit their families who reside in the United Kingdom
and Germany.
12. On the same
day, 20 July 2017, the Helsinki Foundation for Human Rights – a non-governmental organisation with which the applicants’ representative worked – sent a letter to the head of the National Border
Guard informing him about the applicants’ allegations that their wishes to lodge applications for international protection
had been ignored at the Terespol border crossing and about the interim measure issued by the Court.
- DEVELOPMENTS
FOLLOWING THE APPLICATION OF AN INTERIM MEASURE
13. On 21 July
2017 the applicants returned
to the border checkpoint in Terespol
carrying with them a copy
of the letter informing their representative of the Court’s decision concerning the interim measure. They submitted that they had
expressly stated that they had
sought international protection
and had showed the border guards copies of the letters summoning the first and
the second applicants to serve in the Syrian Army. The applicants alleged that when
confronted with the situation of the officers of the Border Guard ignoring their requests for international protection,
they had tried to record the course of the
interviews on their mobile telephones. However, when the officers conducting the
interviews had realised that, they had
demanded the applicants’ telephones
and erased the recordings.
14. The applicants
were again turned away and sent back to Belarus. The Government submitted that in the course of their conversation with the officers of
the Border Guard, the applicants
had not expressed
any need for international protection; rather, they submitted that after having had finished their
studies, they no longer had the right to stay in Belarus
and wanted to enter Poland
in order to travel to the United Kingdom, join their family residing there and continue their professional careers.
15. On 21 July
2017 the Government requested that
the Court reconsider its decision concerning the interim measure indicated under Rule 39
of the Rules of Court. The Government argued that the applicants had never requested
international protection, nor
had they given any reasons
for such protection.
16. On 3 August 2017 the Court (the duty judge) decided to extend the interim measure until 8 September 2017 and to clarify that the indication made to the Government on 20 July
2017 – that the applicants should not be removed
to Belarus – should be understood
in such a way that, when they presented
themselves at a Polish border checkpoint, the applicants’ applications for
asylum should be received and registered by the Border Guard and forwarded for examination by the competent authorities. Pending examination of their asylum application, the applicants should not be sent back to Belarus.
17. On 7 September
2017 the Court (the duty judge) decided
to extend the interim measure
until further notice.
18. On 20 October 2017, when submitting their observations on the admissibility
and merits of the case, the Government again requested that the Court lift the interim measure
indicated under Rule 39 of the Rules of Court. They cited the same reasons as
those cited in their previous request. On 22 February 2018 the President of the Section refused their request.
- THE
APPLICANTS’ APPEALS AGAINST THE REFUSAL-OF-ENTRY DECISIONS OF 20 AND
21 JUNE 2017
19. On 25 July
2017 the applicants lodged
appeals against the decisions
refusing them entry to
Poland issued on 20 and 21 June
2017.
20. On 15 September
2017 the head of the National Border Guard upheld those decisions.
He stated, inter alia, that under domestic law an interview with a foreigner
who did not
have documents allowing him or her to cross the Polish border was to be held by an officer of the Border Guard without the participation of other persons and aimed to identify the reasons for the foreigner’s arrival at the border. The head of the
National Border Guard indicated
that, during their interviews, the applicants had not expressed
any wish to apply for international protection,
but instead cited only professional
and personal reasons for their
wish to travel to Poland. He stressed
that, had the applicants expressed a wish to apply for international protection, their applications would have been received.
However, in the absence of such statement on their part, the officers of the Border Guard could not have presumed
that the applicants were asylum‑seekers. When referring to the interim measure indicated by the Court,
the head of the National Border Guard stated that it
was impossible to remove from Polish territory a person who had not
legally crossed a border in the first place and that
domestic law provided no basis for allowing the applicants to enter Poland, even despite the interim measure.
21. The applicants
lodged appeals with the Warsaw
Regional Administrative
Court (Wojewódzki Sąd
Administracyjny w Warszawie).
The appeals referred only
to the decisions upholding
the refusal-of-entry decisions
issued on 21 June 2017.
22. On 7 March 2018 the Warsaw Regional Administrative Court quashed the decisions of the head of the National Border
Guard and the head of the Terespol Unit of the Border Guard issued on 15 September 2017 and 21 July 2017 respectively.
23. The Warsaw Regional Administrative Court stressed that the procedure of refusal of entry to a foreigner,
in which only an official note is prepared by the officers of the Border Guard, was a specific summary procedure that may be conducted
only in very clear cases and only when it did
not violate the provisions relating to the right to asylum and international protection.
It indicated that in the applicants’ cases the official notes were very brief, did not contain
information about the languages
spoken by the applicants,
the presence of an interpreter
or the questions asked by
the border guards. The Warsaw Regional Administrative Court noted that the brevity of the notes had to be contrasted with the fact that the applicants
presented photographs of themselves carrying written declarations that they wished
to apply for international protection
and – in the case of the first and second applicants
– copies of their conscription
orders summoning them to join the Syrian military, repeated statements of the applicants and their representative throughout the proceedings indicating the wish to apply for international protection,
as well as
the content of the interim measure
issued in their case by the
Court. It held that all these
circumstances did not allow it
to be determined without any doubt that
the applicants, when present at the Polish border, had indeed expressed
the wish to apply for
international protection, but
they made it highly probable.
24. Moreover, in
the domestic court’s
opinion, the sole fact that
the applicants had an
interim measure granted by
the Court should have indicated to the border guards that their
case demanded more thorough
examination. Consequently, it held that
the applicants should have been more thoroughly interviewed by officers of the Border Guard and that their interviews should have been
recorded in the form of detailed minutes. In the court’s
opinion, the summary official
notes prepared by the border
guards were insufficient for establishing whether the applicants had indeed expressed
the wish to lodge applications
for international protection.
25. The Warsaw
Regional Administrative
Court also discontinued the
proceedings concerning the refusal of entry into Poland as the applicants were no longer at the Polish-Belarusian border.
26. The applicants’ representative lodged cassation appeals against the judgments of 7 March 2018. He argued
that the Warsaw Regional Administrative Court should have held
that the applicants had indeed lodged
applications for international protection.
He also questioned the decision to discontinue the proceedings.
27. On 14 December
2018 the Supreme Administrative Court (Naczelny Sąd Administracyjny) dismissed
the cassation appeals. It relied on the same reasons as the court of first instance. It reiterated
that the officers of the Border Guard had failed to review properly the applicants’ case and that
the official note prepared
by them was insufficient to issue a refusal-of-entry decision. It also stressed
that, as the decision had been
immediately executed, the proceedings had to be discontinued and – if the applicants attempted to enter Poland again – new administrative proceedings should be initiated.
RELEVANT LEGAL FRAMEWORK AND PRACTICE
28. The relevant
domestic law and practice concerning granting international protection
to aliens and the refusal-of-entry
procedure, including reports concerning
situation at the border
checkpoint in Terespol, are set out in the Court’s judgment in the case of M.K.
and Others v. Poland (nos. 40503/17, 42902/17 and 43643/17, §§ 67-117, 23 July
2020).
THE LAW
- ADMISSIBILITY
- The issue of jurisdiction under
Article 1 of the Convention
29. Article
1 of the Convention provides:
“The High Contracting
Parties shall secure to everyone
within their jurisdiction the rights and freedoms defined in Section I of [the] Convention.”
- The
parties’ submissions
30. In their
submission to the Court, the Government pointed out that the present case was of a specific character as it involved
decisions to refuse entry into Poland issued by the border authorities at checkpoints on the Polish-Belarusian
border. The Government indicated
that the applicants had been on Polish
territory only briefly and had not been legally
admitted to this territory. As a result, the jurisdiction of the Polish authorities over them had been
limited to the issuance of the decisions
refusing them entry.
31. The applicants
submitted that under Article 1, the Convention applied
to all persons under a Contracting Party’s jurisdiction, which was not limited to its territory. They argued that
the Convention applied in all
situations in which effective
control by the authorities of the Contracting
Party was exercised. They also pointed
out that the Terespol border checkpoint, where they had been
subjected to border checks,
was situated 2,600 metres into Polish
territory and that the officers of the Border Guard who conducted the border control of foreigners exercised full authority over foreigners
seeking entry into Poland. They further submitted
that under both
international law and European
Union law it was clear that the principle of non-refoulement protected persons who were subjected
to border checks even before they were
allowed entry into a State
by its border authorities.
- The third-party intervener
32. The United Nations High Commissioner for Refugees
(“the UNHCR”) submitted that
the obligation of non‑refoulement applied wherever the State exercised its jurisdiction,
including at the border.
- The Court’s assessment
33. The Court notes that it has
already addressed the issue of the State’s jurisdiction over the applicants,
who presented themselves to border control at the land border
checkpoints (see M.A. and Others v. Lithuania,
no. 59793/17, § 70, 11 December
2018), including at the Terespol border crossing on the Polish-Belarusian border (see M.K. and Others v. Poland, cited above, §§ 126-131). In the latter judgment, the Court pointed out that the railway border checkpoint in Terespol was placed on the border with the neighbouring
state and was operated by
the relevant units of the Polish Border Guard. It further noted
that all procedures followed at this checkpoint in respect of border checks, granting or refusing the applicants entry into Poland and accepting for review their applications for international protection,
were conducted exclusively by officials of the Polish State and were regulated by domestic and EU law. The Court therefore established that the actions complained of by the applicants were attributable to Poland and thereby fell within
its jurisdiction within the meaning of Article 1 of the Convention (see M.A.
and Others v. Lithuania, cited above, § 70, and M.K. and Others v. Poland,
cited above, § 132).
34. The Court sees no reason to depart from these findings in the present case. Accordingly, the Court concludes that the events giving rise to the alleged
violations fall within Poland’s “jurisdiction”, within the meaning of Article 1 of the Convention.
- Exhaustion of domestic remedies
35. The Government submitted that the application was inadmissible due to the non-exhaustion
of domestic remedies.
- The
parties’ submissions
36. The Government submitted that the applicants had failed to appeal against three out of five decisions refusing them entry into Poland and had lodged their
applications when their appeals against the remaining two decisions
had still been pending. They
indicated that appealing against those decisions to the head of
the National Border Guard would
have resulted in the re-examination of the applicants’ cases. Moreover, in the event that the head of the National Border
Guard upheld the decisions,
the applicants could have lodged an appeal with the administrative court. The Government relied
upon examples of judgments of the Warsaw Regional Administrative Court in which the decisions concerning refusal of entry to
Poland were quashed. They submitted that the existence of such judgments proved that an appeal to the administrative court could have constituted an effective remedy in cases similar to the applicants’ situation.
37. The applicants
submitted that the right to lodge an appeal against
the decision refusing them entry did not constitute an effective remedy. They stressed that the decision concerning the refusal to grant them entry was immediately enforceable and that an appeal against it would
not have suspensive effect. Consequently, even if they had
lodged such appeals, they would have
been returned to Belarus
and exposed to the risk of chain‑refoulement to
Syria. They also argued that the National Border Guard was a hierarchical formation,
subordinate to and supervised by the Minister of the Interior and
Administration and as such implemented a wider governmental policy of not accepting for review applications
for international protection submitted
by refugees presenting themselves at the Polish border. Therefore, in the applicants’ opinion,
any review executed by the
head of the National Border Guard would
not be independent.
- The Court’s assessment
38. The Court has held in numerous
previous cases that where an applicant
seeks to prevent his or her removal
from a Contracting State, alleging
that such a removal would place him or her at
risk of treatment contrary to Article
3 of the Convention or Article 4 of Protocol
No. 4 to the Convention, a remedy will only be effective
if it has
automatic suspensive effect (see, among
other authorities, Čonka v. Belgium,
no. 51564/99, §§ 81‑83, ECHR 2002-I; Hirsi Jamaa and Others v. Italy [GC],
no. 27765/09, § 199, ECHR 2012; Gebremedhin
[Gaberamadhien] v. France, no. 25389/05, § 66, ECHR 2007‑II; M.S.S. v. Belgium and Greece [GC],
no. 30696/09, § 293, ECHR 2011; and A.E.A. v. Greece, no. 39034/12, § 69, 15 March 2018).
39. It
is undisputed that in the present case the applicants had the possibility to lodge an appeal against
each of the decisions concerning refusal of entry within fourteen days of the
moment when they were informed of those decisions. However, under Polish law such appeals would not have
had automatic suspensive effect on the return process (see M.K. and Others v. Poland, cited above, § 74). It follows that the applicants had no access to a
procedure by which their
personal circumstances could
be independently and rigorously
assessed by any domestic authority before they were returned
to Belarus (see M.A. and Others v.
Lithuania, cited above,
§ 84).
40. As the applicants’ complaints concerned allegations that their return
to Belarus would expose them to a real risk of suffering treatment contrary to Article 3 of the Convention, the Court considers
that the sole fact that an appeal against the decision on refusal of entry would not have
had automatic suspensive effect (and, in consequence, could not have prevented
the applicants from being returned to Belarus) is sufficient to establish that this appeal – and any further appeals to the administrative court that could have been
brought subsequently – did not constitute
an effective remedy within the meaning of the
Convention. Consequently, the Court does not deem
it necessary to consider the remainder of the applicants’ arguments concerning the accessibility and effectiveness
of those appeals.
41. Accordingly,
the Court dismisses the Government’s
objection concerning non-exhaustion of domestic remedies.
- Conclusion on admissibility
42. The Court further notes that the application is not manifestly ill‑founded within the meaning of Article 35 § 3 (a) of
the Convention. It is not inadmissible on any other grounds and must therefore be declared admissible.
- ALLEGED VIOLATION
OF ARTICLE 3 OF THE CONVENTION
43. The applicants
complained that they had been
exposed to the risk of torture or inhuman
or degrading treatment in Syria as
a result of having been returned to Belarus, from where they would
probably be sent back to
Russia, and then to Syria, and that
their treatment by the Polish
authorities had amounted to degrading treatment. They relied on Article 3 of the Convention, which
provides:
“No one shall
be subjected to torture or to inhuman
or degrading treatment or punishment.”
44. The Court observes that the applicants’ arguments focus
on two different aspects of the alleged violation of Article 3 of the
Convention: firstly, the risk that
they would suffer inhuman and degrading treatment when sent back to Belarus and, subsequently,
to Syria, and the fact that
despite that risk the Polish authorities sent them back to Belarus without having properly reviewed their claims; and secondly, the treatment of the applicants
by the Polish authorities during the so-called
“second-line” border-control procedure. With respect to the latter aspect of this complaint, the applicants argued that the whole situation – that is to say the fact
that the statements made at the border were
bluntly disregarded and the
fact that they were denied
the procedure to which they
were entitled by law and instead returned to Belarus – constituted
degrading treatment.
- Alleged violation of Article 3 of
the Convention on account of the applicants being denied access to the asylum procedure and exposed
to a risk of inhuman and degrading
treatment and torture in Syria
- The
parties’ submissions
(a) The applicants
45. The applicants
did not contest the Government’s submission that the Polish authorities were bound by both the domestic legislation and EU law regulating border checks (see paragraphs 49-50 below).
They noted, however, that all
the legislation cited by
the Government provided the protection
of fundamental rights – particularly in respect of
the non‑refoulement principle.
They submitted that the actions taken at the border checkpoint at Terespol had
violated those provisions.
46. The applicants
reiterated that each time they had been interviewed
at the second line of border
control, they had expressed their wish to apply for international protection and had presented their respective accounts of the risk posed
by their return to Syria
and by the fact that they had no
genuine chance of applying for international protection in Belarus or – if sent there – in Russia. In their opinion, the officers of
the Border Guard had been bound to treat
them as persons
in search of international protection
whose claims under Article 3 of the Convention should
have been heard by the relevant domestic authority. Instead, the border guards disregarded
their statements.
47. The applicants
alleged that their return to Belarus had put them at
risk of being deported to
Russia and, subsequently, to Syria owing to the fact that neither Belarus nor Russia were safe countries for refugees from
Syria. They cited a number of reports indicating that asylum seekers were routinely expelled from both those countries.
48. The applicants
submitted that the ongoing military conflict in Syria placed them at serious
risk of treatment contrary to Article
3 of the Convention. They indicated
in particular that the
first and the second applicants had
received conscription orders summoning them to join the Syrian military. As they
had not complied
with the orders, they were at risk of penalty for desertion. They indicated that persons who refused
to serve in the Syrian army
were subject to detention, ill-treatment and
torture. The applicants also
indicated that they were part of the Druze religious group which was persecuted
by both Assad’s regime and
the Sunni extremists.
(b) The Government
49. The Government noted
that the Polish-Belarusian border was at
the same time the external border of the European Union. In consequence, the authorities that conducted border checks were bound by both domestic
legislation and European
Union law. The Government explained
that foreigners who presented themselves
at the Polish-Belarusian border were subjected
to the verification of their
documents. If they did not
fulfil the conditions for
entry, they were directed to the second line of border
control, where detailed
interviews were carried out
by officers of the Border
Guard. This interview was a
crucial element of this part of the border checks,
and the statements given by
a foreigner on that occasion would have been the only
element allowing him or her to be identified as someone
seeking international protection.
In the event that it was evident from the statements made by the foreigner that he or she was in search of such protection, the application in this regard was accepted
and forwarded to the relevant
authority for review and the foreigner was directed to a centre for aliens. However, in the event that the foreigners in question expressed other reasons for their attempt to enter Poland (economic or
personal, for example) a decision
refusing entry was issued and immediately executed.
50. The Government emphasised
that the above-mentioned
procedure had its basis in the Schengen Borders
Code and that the officers
of the Border Guard complied
with it because Poland is a member of the European Union.
51. Referring
to the circumstances of the present
case, the Government stated that
on each occasion when the applicants had arrived at
the border checkpoint at Terespol they had
been interviewed by officers of the Border Guard. The
Government submitted that at no point did any of the applicants give reasons that
would have justified the granting of
international protection. As
a result, no applications
in this regard had been received
from them.
52. The Government further stressed that all the applicants
had arrived in Belarus four years (the first and the
second applicant) and two years (the third applicant) before lodging their applications
with the Court. The applicants had not, in their
oral statements to the border guards, referred to any treatment that had been
in breach of Article 3 of
the Convention or any risk of their
receiving such treatment while staying in Belarus. On the contrary, the Government submitted
that – according to the applicants’ own statements – they continued to reside in Belarus during the proceedings before the Court and were not subject to any ill-treatment.
- Third-party intervener
53. The UNHCR submitted
that, although Polish law provided
for standards of protection of the rights of asylum-seekers in line
with relevant international law,
in practice a significant number of asylum-seekers at Terespol border
crossing were arbitrarily deprived of access to a fair and efficient
asylum procedure and returned
to Belarus. The third-party intervener
noted that, at the relevant time, the UNHCR had not been
granted access to the Terespol
transit zone where pre-screening interviews of potential
asylum-seekers took place. However, in the period from May 2016 to September 2017, the
UNHCR registered 182 telephone calls in which the persons concerned alleged that they had
expressed an intention to seek international protection at the Polish-Belarusian border at Terespol
but were nonetheless denied access to the
procedure and summarily returned
to Belarus. Moreover, from March 2016 to September 2017 the UNHCR received
written statements, interventions and queries concerning
96 further cases of such denial of access to asylum procedure. The third-party
intervener also indicated that 275 similar incidents that had allegedly
taken place in 2016 and 2017 had
been reported by their partner organisation.
54. The UNHCR stressed that the interviews with
potential asylum‑seekers
were very brief and conducted in circumstances that did not
allow sufficient consideration for confidentiality
and privacy of the persons interviewed.
They also did not provide
sufficient procedural guarantees. The UNHCR indicated
that, despite its mandate to supervise the application of the provisions of
the 1951 Geneva Convention relating to the Status of Refugees at the relevant time, neither its employees nor
any representatives of non-governmental organisations had been allowed
access to the area at the Terespol
border crossing, where the
second line of border control took
place. The UNHCR’s representatives
could only observe this area from a distance, through a glass wall.
55. The UNHCR further submitted that the principle of non-refoulement prevented the states from returning a person who presented themselves
at the border claiming to be at risk or fearing return to his or her country of origin or any other
country. They stressed that the state must assess, prior to the removal and subject to procedural safeguards, the appropriateness
of the removal of each person individually. The third-party intervener submitted that in their assessment, the Polish authorities had routinely failed
to adhere to this standard at the Terespol border crossing.
- The Court’s assessment
(a) General principles
56. The Court has recently summarised
general principles concerning
its case-law under Article 3 of the Convention as it relates to persons
seeking protection against expulsion in its judgments in cases Ilias and
Ahmed v. Hungary ([GC], no. 47287/15, § 124, 21 November 2019, and M.K.
and Others v. Poland , cited above, §§ 166-173.
57. The Court has in particular acknowledged the importance of
the principle of non-refoulement (see, for example, M.S.S. v.
Belgium and Greece, cited above, § 286, and M.A.
v. Cyprus, no. 41872/10, § 133, ECHR 2013 (extracts)).
It reiterated that the expulsion of an alien by a Contracting State
may give rise to an issue under Article 3, and hence engage the responsibility of that
State under the Convention, where substantial
grounds have been shown for believing that the person in question, if deported,
would face a real risk of being subjected to treatment breaching Article 3 in the destination country.
58. The Court has noted that
the exact content of the expelling State’s duties under
the Convention may differ depending on whether it removes applicants
to their country of origin
or to a third country (see Ilias and Ahmed, cited above, § 128). In cases where the authorities choose to remove asylum-seekers to a third country, the Court has stated that this
leaves the responsibility
of the Contracting State intact
with regard to its duty not to deport them
if substantial grounds have been shown
for believing that such action would expose them, directly
(that is to say in that third
country) or indirectly (for example,
in the country of origin or another
country), to treatment contrary to, in particular, Article 3 (see M.S.S. v. Belgium and
Greece, cited above, §§ 342-43 and 362-68; M.K. and
Others v. Poland, cited above,
§ 171).
59. Consequently,
the Court has indicated that where a Contracting
State seeks to remove an asylum-seeker to a third country without examining the asylum request on the merits, the main issue before the expelling authorities is whether or not
the individual will have access to an adequate asylum procedure in the receiving
third country. This is because the removing country acts on the basis
that it would
be for the receiving third
country to examine the asylum
request on the merits, if such a request
were made to the relevant authorities of that country (see Ilias and
Ahmed, cited above,
§ 131 and M.K. and Others, cited above, § 172). The Court has further clarified that in all cases
of removal of an asylum-seeker
from a Contracting State to a third
intermediary country without
examination of the asylum request on the merits, regardless of whether or not the receiving third country is an EU Member State or a State Party to the Convention, it is the duty of the removing State to examine thoroughly the question of whether or not there is a real
risk of the asylum-seeker being
denied access, in the receiving
third country, to an adequate
asylum procedure, protecting
him or her against refoulement. If
it is established
that the existing guarantees in this regard are insufficient, Article 3 implies a duty that the asylum-seeker should not be removed
to the third country concerned
(see Ilias
and Ahmed, cited above,
§ 134 and M.K. and Others, cited above, § 173).
(b) Application of the above principles to the present case
60. The Court notes first of all that the Government disputed whether the applicants, when presenting themselves on a number of occasions at the Polish border,
expressed a wish to lodge applications for international protection
or communicated any fear for their own safety. The Government submitted that the applicants did not raise any
claims in that respect and – in consequence – could not be considered
asylum-seekers. In this context the Court notes that it had already
established in its judgment on the case of M.K. and Others that, at the relevant
time, a systemic practice
of misrepresenting statements
given by asylum-seekers in
the official notes drafted
by the officers of the Border
Guard existed at the border checkpoints between Poland
and Belarus (M.K. and Others v. Poland, cited
above, § 174). The existence
of such a practice is further substantiated
by the submissions presented
in the present case by the United Nations High Commissioner for Refugees (see paragraph 53 above) and by the judgments of
the domestic administrative
courts that held that the officers
of the Border Guard had not conducted sufficient
evidentiary proceedings in
the applicants’ cases
(in particular by failing
to conduct and properly
record the interviews with the applicants – see paragraphs 23-24 and 27 above).
61. In addition to that, the applicants’ account of the statements
that they gave at the border
is also corroborated
by documents presented by them to the Court at all stages of the proceedings, especially written statements that they wished to apply for international protection
and conscription orders summoning the first and the second applicants
to join the Syrian military,
carried by them at the time when they presented themselves at the border. The Court does not find it
credible that the applicants possessed those documents (which they submitted
to the Court – specifically when
requesting that interim measures be indicated in their cases) but
failed to hand them to the officers of the Border Guard who were about
to decide whether to admit them into Poland or return them to Belarus.
62. In any
event, the Court points to the fact that the applicants’ letter indicating their wish to apply
for international protection, which
comprised at least a general account of the reasons
for their fear of persecution, was sent to the Government at the
time when they were informed by the Court of the
application of an interim measure
in the applicants’ case – namely,
on 20 June 2017 (see paragraph 11 above).
Information about the applicants’ claims was also
subsequently submitted directly to the Border Guard by
the non-governmental organisation
working with the applicants’ representative
(see paragraph 12 above). It follows that, from those dates onwards, the Government were aware of the applications made by the applicants
and of the existence of the documents
substantiating them and were obliged to take those materials into account when assessing the applicants’ situation.
63. Accordingly, the Court cannot accept the Government’s argument that the applicants had presented no evidence whatsoever that they were at
risk of being subjected to
treatment in violation of Article 3.
The applicants indicated individual circumstances that – in their opinion – substantiated their applications for international protection
and produced relevant documents substantiating their claims. They
also raised arguments concerning the reasons for not considering Belarus to be a safe third country for them and why, in their opinion, returning them to Belarus would put them at risk of “chain‑refoulement”.
64. The Court is satisfied that
the applicants could arguably claim that there was
no guarantee that their asylum applications
would be seriously examined by the Belarusian authorities and that their return to Syria could violate Article 3 of the
Convention. The assessment of those
claims should have been carried
out by the Polish authorities
acting in compliance with their
procedural obligations
under Article 3 of the Convention. Moreover, the Polish state was under an obligation to ensure the applicants’ safety, in particular by allowing them to remain within Polish
jurisdiction until such time that their claims had
been properly reviewed by a competent domestic authority. Taking into account the absolute nature
of the right guaranteed
under Article 3, the scope of that
obligation was not dependent on whether the applicants had been carrying
documents authorising them to cross the Polish border or whether they had been
legally admitted to Polish territory on other grounds (see M.K.
and Others v. Poland, cited above, § 178).
65. The Court furthermore notes the respondent Government’s argument that by refusing the applicants entry into Poland, it acted in accordance
with the legal obligations
incumbent on them arising
from Poland’s membership in the European
Union.
66. The Court indicates, however, that the provisions of European Union law, including the Schengen Borders
Code and Directive 2013/32/EU, clearly embrace the principle of non-refoulement,
as guaranteed by the Geneva
Convention, and also apply it to persons who
are subjected to border
checks before being admitted to the territory of one
of the member States (see M.K.
and Others v. Poland, cited above, §§ 78-84). Those provisions (i) are clearly aimed at providing
all asylum-seekers effective access to the proper
procedure by which their claims for international protection
may be reviewed (see also Sharifi
and Others v. Italy and Greece,
no. 16643/09, § 169, 21 October
2014) and (ii) oblige the State to ensure that individuals
who lodge applications for
international protection are allowed
to remain in the State in question
until their applications are reviewed (see M.K. and Others v. Poland, cited above, §§ 91 and 181).
67. The Court thus notes that, under the
Schengen Borders Code, the Polish
authorities could have refrained from sending the applicants back to
Belarus if they had accepted their
application for international protection
for review by the relevant authorities.
Consequently, the Court considers
that the impugned measure taken by the Polish authorities fell outside the scope of Poland’s strict international legal obligations (see, for a similar outcome, M.S.S. v. Belgium and
Greece, § 340, and Ilias
and Ahmed, § 97, both cited
above).
68. In the light of the foregoing, the Court considers that the applicants did not have
the benefit of effective guarantees
that would have protected them from exposure to a real risk of being subjected to inhuman or degrading treatment, as well as torture.
69. The fact that no proceedings involving review of the applicants’ applications for international protection
were initiated on the five occasions when the applicants were present at
the Polish border crossings
and that – despite their allegations concerning the risk of chain-refoulement – on each of those occasions
the applicants were sent back from the Polish border to Belarus, constituted a violation of Article 3 of the
Convention.
70. There has accordingly been a violation of Article 3 of the Convention.
- Alleged violation of Article 3 of
the Convention on account of the applicants’ treatment
by the Polish authorities
during border checks
71. The applicants
also argued that there has
been a violation of the prohibition of degrading
treatment on account of the manner in which they were
treated during border checks at Terespol border checkpoint (see paragraph 44 above). In that respect, they submitted
that they had been placed
in a situation in which statements made by them at the border had
been bluntly disregarded by the border guards and that they had been
denied the procedure to which
they were entitled under the domestic law.
72. The Court notes that those arguments
are closely related to the issue of the applicants’ lack of access to the asylum
procedure. Consequently, having
regard to the finding of a violation of Article 3 on account
of the applicants’ exposure
to the risk of inhuman and degrading
treatment, as well as torture, in Syria and their lack of access to the asylum
procedure (see paragraph 69 above), the Court considers that it is
not necessary to examine whether there has been
a violation of Article 3
with respect to the way in which
the applicants were treated during the border checks (see also M.K. and Others, cited
above, § 187).
- ALLEGED VIOLATION
OF ARTICLE 4 OF PROTOCOL No. 4 TO THE CONVENTION
73. The applicants
furthermore complained of
the fact that they were subjected
to a collective expulsion
of aliens. They relied on Article 4 of Protocol
No. 4 to the Convention, which provides:
“Collective expulsion of aliens is prohibited.”
- The
parties’ submissions
- The applicants
74. The applicants
submitted that various human rights organisations had reported an increase in the number of allegations made by individuals that, despite their repeated
and clearly formulated statements at the Polish‑Belarusian border indicating a wish to lodge an application for international protection,
they had been denied such
a possibility. They relied upon, inter alia,
the report by the Polish Ombudsman, indicating that it proved that
the interviews carried out by the officers
of the Border Guard had not been aimed
at establishing the individual situation of foreigners
arriving at the Polish border but
at demonstrating that the reasons such foreigners sought entry into Poland were mainly of an economic nature (see M.K.
and Others v. Poland, cited above,
§§ 98-105). They noted that the foreigners, even if they
directly expressed their fear of torture or other forms of persecution, were still asked in detail about their
economic, professional and
personal situation and not about
their experiences relating to any fears that they
had expressed. Statements lodged by foreigners expressing the intention to lodge applications
for international protection and the reasons indicated therefor were ignored.
The applicants also submitted that the statistics presented by the respondent Government showed that in 2017 there had been a significant
decrease in the number of applications for international protection
being received at the Polish‑Belarusian border (particularly at Terespol border
checkpoint). According to the applicants,
this change had resulted from the execution by the Polish Border Guard of a policy adopted
by the Government of pushing back refugees.
75. The applicants
also submitted that, as a matter
of general practice, neither
lawyers nor representatives of non-governmental
organisations or representatives
of the UNHCR were allowed
to observe or take part in interviews conducted during border control. In their opinion,
the lack of any possibility for those being interviewed to consult a lawyer or a member of an organisation assisting refugees demonstrated the lack of transparency of the actions taken
by the Border Guard. It was also one of the elements supporting the conclusion that the applicants had not been provided
with the possibility to have
their cases reviewed individually and, in consequence, that their expulsion had been of a collective
nature.
- The Government
76. The Government submitted that every decision refusing entry into Poland issued with respect to the applicants had been based on an individual assessment of their situation and, in consequence,
had not involved
the collective expulsion of
aliens.
77. Firstly,
the Government reiterated that
as the applicants had not had
valid visas to enter Poland they had been directed
to the second line of border control, at which individual
interviews had been carried out in a language understood by the applicants. Those interviews had been aimed
at obtaining full knowledge
of the reasons for which
the applicants had arrived at the border without the necessary documents. Secondly, the Government submitted
that each interview had been recorded
in the form of an official
note detailing the reasons given by each of the applicants for seeking entry into Poland and – if necessary – any other circumstances in respect of their cases. Thirdly, the Government indicated that the decisions denying entry had been prepared
as separate documents in respect of each of the applicants (that is to say on an individual basis) after a careful examination of his or her respective
situation. All the applicants
had been presented with the decisions. Fourthly, the Government emphasised
the fact that the number of attempts a foreigner had made to cross the border did not
influence the decisions taken by the border guards.
- The Court’s assessment
- General principles
78. The Court has recently summarised
general principles concerning
its case-law under Article 4 of Protocol No. 4 to the Convention in its judgments in cases N.D. and N.T. v. Spain ([GC],
nos. 8675/15 and 8697/15, §§ 166‑188 and 193-201, 13 February 2020) and M.K. and Others v.
Poland, cited above,
§§ 197-203.
79. The Court has confirmed, in those judgments, that the notion of expulsion used in Article 4 of Protocol No. 4 should
be applied to measures that may be characterised
as constituting a formal act or conduct attributable to a State by which
a foreigner is compelled to leave the territory of that State if his or her
personal circumstances have
not been examined, including the
situations in which persons
who arrived at the border of the respondent State were stopped and returned to the originating State (see N.D.
and N.T v. Spain., cited
above, §§ 187 and 197).
80. The Court also reiterates that the purpose of Article 4 of Protocol No. 4 is
to prevent States from being
able to return a certain number of foreigners without examining their personal circumstances and therefore without enabling them to put forward their arguments against the measure taken by the relevant authority (see Sharifi and
Others, § 210, and Hirsi Jamaa and
Others, § 177, both cited
above). In order to determine whether there has been
a sufficiently individualised
examination, it is necessary to consider the circumstances of each such case and to verify whether a decision to return a foreigner took into consideration the specific situation of the individuals
concerned (see Hirsi
Jamaa and Others, cited
above, § 183).
- Application of
the above principles
to the present case
81. The Court points out that it has
already established in its previous judgment
that the decisions of refusal of entry issued at the Polish‑Belarusian border checkpoint in Terespol,
and the return of foreigners
from this border checkpoint
to Belarus, constituted “expulsion”
within the meaning of Article 4 of Protocol No. 4 (see M.K.
and Others v. Poland, cited above, § 205) It has also determined
that at the relevant time in Poland there was a wider state policy of refusing entry to foreigners
coming from Belarus, regardless of whether they were
clearly economic migrants or whether they expressed a fear of persecution in their countries of origin, supported by the statement of governmental officials and substantiated by a number of independent reports (see M.K.
and Others v. Poland, cited above, § 208‑209).
82. With regard
to the present case, the Court notes the Government’s argument that each time the applicants presented themselves at the Polish border they
had been interviewed by the officers of
the Border Guard and received
individual decisions concerning the refusal to allow them entry into Poland. However, the Court has already established
that during this procedure the officers of
the Border Guard disregarded
the applicants’ statements
concerning their wish to apply for international protection (see paragraphs 61-63 above).
Consequently, even though individual decisions were issued with respect to each applicant, they did not
properly reflect the reasons given by the applicants to justify their fear of persecution.
Hence, they were not based
on a sufficiently individualised
examination of the circumstances
of the applicants’ cases
(see Hirsi Jamaa and
Others, cited above,
§ 183).
83. The Court notes that the circumstances of the
delivery of those decisions
were similar to the ones described in the case M.K.
and Others v. Poland (cited above, § 208). In that
case, the Court found that there was a wider
state policy of not receiving
applications for international protection
from persons presenting themselves at the Polish-Belarusian border and of returning those persons to Belarus in violation
of domestic and international law.
The Court further observes,
given its findings above (see paragraphs 61-63 above), the applicants’ submissions (see paragraphs 74 above) and the
information provided by the third-party
intervener (see paragraph 54 above), that the applicants’ cases were part of the same wider policy, established in that judgment. Consequently, the decisions issued in the applicants’ cases constituted a collective expulsion of aliens within the meaning of Article 4 of Protocol No. 4.
84. Accordingly,
the Court considers that in
the present case there has been a violation
of Article 4 of Protocol No. 4 to the Convention.
- ALLEGED VIOLATION
OF ARTICLE 13 OF THE CONVENTION TAKEN IN CONJUNCTION WITH ARTICLE 3 AND
ARTICLE 4 OF PROTOCOL No. 4 TO THE CONVENTION
85. The applicants
furthermore complained that they had
not been afforded an effective remedy under Polish law by which to lodge with the domestic authorities their complaints under Article 3 of the Convention and Article
4 of Protocol No. 4. They relied
on Article 13 of the Convention, which
provides:
“Everyone whose rights and freedoms as set forth in [the] Convention are violated
shall have an effective remedy before a national authority notwithstanding
that the violation has been committed
by persons acting in an official capacity.”
- The
parties’ submissions
- The applicants
86. The applicants
stressed that they had presented
substantial grounds for believing
that, if they were returned
to Belarus, they would face
the risk of chain-refoulement and consequently
of treatment contrary to Article
3 of the Convention. In consequence, they should have
had access to a remedy with
automatic suspensive effect. However, the decisions concerning refusal of entry were enforceable immediately and the lodging of appeals against those decisions would not have
suspended their execution.
87. They
further argued that statistics showed that appeals to the head
of the National Border Guard were
very unlikely to succeed and the proceedings before the administrative courts could take up to three years to be concluded. In their view that rendered
such appeal ineffective, given the circumstances of their cases.
- The Government
88. The Government submitted that the applicants had had at their
disposal an effective remedy – namely an appeal to the
head of the National Border Guard against
the decisions concerning refusal of entry. The Government acknowledged
that an appeal did not have suspensive
effect, but they argued that
the domestic provisions were in this respect
in accordance with European
Union law, which obliged them to ensure that a third-country
national who had been refused entry into a member
State did not enter the territory of that State. The Government emphasised
that the lack of suspensive effect of the appeal
in question resulted from
the special character of the decision
on refusal of entry. They argued that if
a foreigner did not fulfil the conditions for entry into Poland,
the decision on refusal of
entry had to be executed immediately, as there would be no grounds for the
foreigner in question to remain on the territory of
Poland. The Government also pointed
out that, in the event that
the head of the National Border Guard issued a negative decision, domestic law provided
the possibility of lodging
a complaint with the administrative
court.
- The Court’s assessment
89. The Court has already concluded
that the return of the applicants to Belarus amounted to
a violation of Article 3 of
the Convention and Article 4 of Protocol No. 4 (see paragraphs 70 and 84 above). The complaints lodged by the applicants on these points are therefore “arguable” for the purposes of Article 13 (see, in particular, Hirsi Jamaa
and Others, cited above,
§ 201). Furthermore, the Court has ruled that
the applicants in the present
cases were to be treated as asylum-seekers
(see paragraph 64 above); it has
also established that their claims
concerning the risk that they would be subjected
to treatment in breach of Article
3 if returned to Belarus were disregarded by the authorities responsible for border control and that their personal situation was not taken into
account (see paragraph 82 above).
90. In addition,
the Court has already held that an appeal against a refusal of entry and a further appeal to the administrative
courts were not effective remedies
within the meaning of the
Convention because they did not have
automatic suspensive effect (see paragraphs 40 above). The Government did not indicate any other remedies which might satisfy
the criteria under Article
13 of the Convention. Accordingly, the Court finds that there
has been a violation of Article 13 of the
Convention taken in conjunction
with Article 3 and Article
4 of Protocol No. 4 to the Convention.
- ALLEGED VIOLATION
OF ARTICLE 34 OF THE CONVENTION
91. Lastly,
the applicants complained that the Government failed to comply with the interim measures indicated by the Court in the applicants’ cases. They relied
on Article 34 of the Convention, which
provides:
“The Court may
receive applications from any person, non-governmental organisation or
group of individuals claiming
to be the victim of a violation
by one of the High Contracting Parties of the rights set forth in the
Convention or the Protocols thereto.
The High Contracting Parties undertake
not to hinder in any way the effective exercise of this right.”
Rule 39 of the Rules of Court provides:
“1. The Chamber or, where appropriate, the President
of the Section or a duty judge
appointed pursuant to paragraph 4 of this Rule may, at the request
of a party or of any other person concerned, or of their own motion,
indicate to the parties any interim measure which they
consider should be adopted in the interests of the
parties or of the proper conduct
of the proceedings.
2. Where
it is considered
appropriate, immediate notice of the measure adopted in aparticular case may be given to the Committee of Ministers.
3. The Chamber or, where appropriate, the President
of the Section or a duty judge
appointed pursuant to paragraph 4 of this Rule may request information from the
parties on any matter connected with the implementation
of any interim measure indicated.
4. The President
of the Court may appoint
Vice-Presidents of Sections
as duty judges to decide on
requests for interim measures.”
- The
parties’ submissions
- The applicants
92. The applicants
argued that the failure by the Polish Government
to comply with the interim measure
indicated by the Court in respect
of their cases constituted a violation of Article 34. They indicated that they had provided
the Court with sufficient information in support of their requests for interim measures, which had resulted in those measures being granted. The applicants stressed that, according to the Court’s jurisprudence for as long as the measure was in place, the
Government in question were
bound by it. The applicants pointed out that the Government had contested the interim measures since the very day on which they had
been indicated to them and had deliberately
failed to comply with them.
93. The applicants
reiterated that their visas had
expired and that they were at
risk of being returned from
Belarus to Russia and then to Syria, where they faced
the danger of treatment breaching
Article 3 of the Convention.
- The Government
94. The Government argued that the respondent State had created no hindrance to the effective exercise of the applicants’ right of application. The
Government stated in particular
that their not executing the interim measures indicated by the Court
on 20 July 2017 had not breached – in the circumstances of the present cases – Article 34 of the
Convention. They indicated that the required conditions for the imposition of
the interim measures had not been met
and that the measures ought to be lifted.
95. The Government pointed out that Rule 39 of the
Rules of Court might be applied
only in restricted circumstances,
when there was an imminent risk of irreparable damage. In the Government’s opinion, in the applicants’ cases no imminent risk of irreversible harm to any of the rights guaranteed by the Convention had occurred. The applicants had remained on the territory of Belarus for a few years before they
had submitted their applications for interim measures. According to the
Government, they had not faced any
real risk of harm; nor had they
proved that continuing to stay in Belarus would
give rise to such risk.
- The Court’s assessment
- General principles
96. According
to the Court’s established
case-law, since interim measures provided for by Rule 39
are indicated by the Court for the purpose of ensuring the effectiveness of the right of individual petition, a respondent State’s failure to comply with such measures entails
a violation of the right of
individual application (see Mamatkulov and
Askarov v. Turkey [GC],
nos. 46827/99 and 46951/99, § 125, ECHR 2005‑I; Paladi v. Moldova [GC], no. 39806/05, § 88, 10 March 2009; and M.K. and
Others v. Poland, cited above, § 230).
97. The Court has repeatedly stated that, taking
into consideration the type of circumstances in which interim measures are indicated and the vital role played by them in the Convention system (Mamatkulov
and Askarov, cited above, §§ 100 and 125; and Amirov v.
Russia, no. 51857/13, § 67, 27 November 2014), it is not
open to a Contracting State to substitute
its own judgment
for that of the Court in verifying
whether or not there existed a real risk of immediate and irreparable
damage to an applicant at the time when the interim measure was indicated.
It is for the Court to verify compliance with the interim measure,
while a State which considers that it is in possession
of material capable of convincing the Court to annul the
interim measure should inform the Court accordingly (see, mutatis mutandis, Tanrıkulu
v. Turkey [GC], no. 23763/94, § 131, ECHR 1999-IV, and Paladi,
cited above, § 90). At the same time a High Contracting
Party may lodge at any time a request to lift an
interim measure.
- Application of
the above principles
to the present case
98. The Court firstly notes that the interim measures indicated in respect of the applicants’ case
on 20 July 2017 included instructions to the authorities
to refrain from returning the applicants
to Belarus. Despite the indication
of the interim measures, the applicants
were turned away from the checkpoint not only on the days on which the measure was indicated
(see paragraph 11 above) but also
on another occasion, a day later (see paragraph 14 above). It should be noted
that on that occasion the applicants were carrying with them a copy of a letter informing them of the indication of an interim measure
in respect of their case.
99. The Court furthermore observes that the respondent Government has continually questioned the possibility to comply with the interim measure,
by indicating that the applicants were never legally admitted
to Poland in the first place and that, therefore, they could not have
been removed.
The Government also disputed
the legitimacy of the interim measure
in question; they submitted that there had not
been a sufficient factual basis for the measure and that the applicants had abused this tool in order to force the Border Guard
to admit them to
Poland. The Court would point out that the respondent Government has continued to rely on those arguments
even after the Court rejected
them by dismissing the Government’s applications for the
measure to be lifted (see paragraphs 16 and 18 above).
100. The Court further notes that the interim measure issued in the applicant’s case has still not been
complied with and remains
in force.
101. Accordingly,
the Court concludes that
Poland has failed to discharge its obligations
under Article 34 of the Convention.
- RULE 39 OF THE
RULES OF COURT
102. The Court reiterates that, in accordance with Article 44 § 2 of
the Convention, the present judgment
will not become final until
(a) the parties declare that
they will not request that
the case be referred to the Grand Chamber; or (b) three months after the date of
the judgment, if referral of the case to the Grand Chamber has not been
requested; or (c) the Panel of the Grand Chamber rejects any request
to refer under Article 43
of the Convention.
103. It
considers that the indication made to the Government under Rule 39 of the
Rules of Court (see paragraph 11 above) should remain
in force until the present judgment becomes final or until the Court takes a further decision in this connection (see operative
part).
- APPLICATION OF
ARTICLE 41 OF THE CONVENTION
104. Article
41 of the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols
thereto, and if the internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall,
if necessary, afford just satisfaction to the injured party.”
- Damage
105. The applicants
claimed 10,000 euros (EUR)
to be paid to each of the applicants separately in respect of non‑pecuniary damage.
106. The Government submitted that the amount indicated by the applicants was excessive and unjustified.
107. The Court, ruling on an equitable basis, grants the applicants’ claim in full and awards EUR 10,000 to each
of the three applicants in respect of non-pecuniary damage, plus any tax that may be chargeable.
- Costs and expenses
108. The applicants
did not submit
any claim for costs and expenses.
- Default interest
109. The Court considers it appropriate that the default interest rate should be based on the marginal lending rate of the European
Central Bank, to which should
be added three percentage points.
FOR THESE REASONS, THE COURT,
UNANIMOUSLY,
- Declares the application admissible;
- Holds that there has been a violation of Article 3 of
the Convention on account of the applicants being denied access to the asylum procedure and exposed
to a risk of inhuman and degrading
treatment and torture in Syria;
- Holds that it is
not necessary to examine whether there has been a violation of Article 3 of the Convention on account of the applicants’ treatment by the Polish
authorities during border checks;
- Holds that there has been a violation of Article 4 of
Protocol No. 4 to the Convention;
- Holds that there has been a violation of Article 13 of
the Convention taken in conjunction
with Article 3 of the Convention and Article 4 of Protocol No. 4 to the Convention;
- Holds that Poland has failed to discharge its obligations under Article 34 of the Convention;
- Decides to continue to indicate to the Government under
Rule 39 of the Rules of Court that it is desirable
in the interests of the proper
conduct of the proceedings
not to remove the applicants to Belarus – if
and when they present themselves at the Polish border crossing – until such time as the present judgment becomes final, or until a further decision is made;
- Holds
(a) that
the respondent State is to pay to each
of the three applicants, within three months
from the date on which the judgment
becomes final in accordance with Article 44 § 2 of
the Convention, EUR 10,000 (ten thousand euros), to
be converted into the currency of the respondent
State at the rate applicable
at the date of settlement,
plus any tax that may be chargeable to the applicants, in respect of non-pecuniary damage;
(b) that
from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above amounts at
a rate equal to the marginal
lending rate of the European Central Bank during the default period plus three percentage points.
Done in English, and notified
in writing on 8 July 2021, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Renata
Degener Ksenija Turković
Registrar President