GRAND CHAMBER
CASE OF LAMBERT AND OTHERS v. FRANCE
(Application no. 46043/14)
JUDGMENT
STRASBOURG
5 June 2015
This judgment is
final but may be subject to editorial revision.
In the case of Lambert and Others v. France,
The European Court of Human Rights, sitting as a Grand Chamber composed
of:
Dean Spielmann, President,
Guido Raimondi,
Mark Villiger,
Isabelle Berro,
Khanlar Hajiyev,
Ján Šikuta,
George Nicolaou,
Nona Tsotsoria,
Vincent A. De Gaetano,
Angelika Nußberger,
Linos-Alexandre Sicilianos,
Erik Møse,
André Potocki,
Helena Jäderblom,
Aleš Pejchal,
Valeriu Griţco,
Egidijus Kūris, judges,
and Erik Fribergh, Registrar,
Having deliberated in private on 7 January and 23 April 2015,
Delivers the following judgment, which was adopted on the last‑mentioned
date:
PROCEDURE
1. The case
originated in an application (no. 46043/14) against the French Republic lodged
with the Court under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by four French nationals, Mr
Pierre Lambert and Mrs Viviane Lambert, Mr David Philippon and Mrs Anne Tuarze
(“the applicants”), on 23 June 2014.
2. The
applicants were represented by Mr J. Paillot, a lawyer practising in Strasbourg,
and Mr J. Triomphe, a lawyer practising in Paris. The French Government (“the
Government”) were represented by their Agent, Mr F. Alabrune, Director of
Legal Affairs at the Ministry of Foreign Affairs.
3. The
applicants alleged, in particular, that the withdrawal of Vincent Lambert’s
artificial nutrition and hydration would be in breach of the State’s
obligations under Article 2 of the Convention, would constitute ill-treatment
amounting to torture within the meaning of Article 3 of the Convention and
would infringe his physical integrity, in breach of Article 8 of the Convention.
4. The
application was assigned to the Fifth Section of the Court (Rule 52 § 1
of the Rules of Court). On 24 June 2014 the relevant Chamber decided to
apply Rule 39 of the Rules of Court, to give notice of the application to the
Government and to grant it priority.
5. On 4
November 2014 a Chamber of the Fifth Section composed of Mark Villiger,
President, Angelika Nußberger, Boštjan M. Zupančič, Vincent A. De
Gaetano, André Potocki, Helena Jäderblom and Aleš Pejchal, judges, and Stephen
Phillips, Section Registrar, relinquished jurisdiction in favour of the Grand
Chamber, neither of the parties having objected to relinquishment (Article 30
of the Convention and Rule 72).
6. The
composition of the Grand Chamber was determined according to the provisions of
Article 26 §§ 4 and 5 of the Convention and Rule 24.
7. The
applicants and the Government each filed written observations on the
admissibility and merits of the case.
8. Observations
were also received from Rachel Lambert, François Lambert and Marie‑Geneviève
Lambert, the wife, nephew and half-sister respectively of Vincent Lambert, and
from the National Union of Associations of Head Injury and Brain Damage Victims’
Families (UNAFTC), the association Amréso-Bethel and the Human Rights Clinic of
the International Institute of Human Rights, to all of whom the President had
given leave to intervene as third parties in the written procedure (Article 36
§ 2 of the Convention and Rule 44 § 3 (a)). Rachel Lambert,
François Lambert and Marie‑Geneviève Lambert were also
given leave to take part in the hearing.
9. A
hearing took place in public in the Human Rights Building, Strasbourg, on 7
January 2015 (Rule 59 § 3).
There appeared before the Court:
(a) for the Government
Mr F. Alabrune,
Director of Legal Affairs,
Ministry of Foreign Affairs and International
Development, Agent,
Ms E. Jung,
Drafting Officer, Human Rights
Section, Ministry of Foreign Affairs and
International Development,
Mr R. Féral,
Drafting Officer, Human Rights
Section, Ministry of Foreign Affairs and
International Development,
Ms S. Rideau,
Adviser, Legal Affairs Directorate,
Ministry of Social Affairs, Health and Women’s Rights,
Ms I. Erny,
Legal Adviser, Users’ Rights,
Legal and Ethical Affairs Division, Ministry
of Social Affairs, Health and Women’s Rights,
Ms P. Rouault-Chalier,
Deputy Director
of Litigation and Legal Affairs, Ministry
of Justice,
Ms M. Lambling,
Drafting Officer, Individual
Rights and Family Law Office, Ministry of Justice, Advisers;
(b) for the applicants
Mr J. Paillot,
Lawyer,
Mr J. Triomphe,
Lawyer, Counsel,
Mr G. Puppinck,
Prof. X. Ducrocq,
Dr B. Jeanblanc, Advisers;
(c) for Rachel Lambert, third-party intervener
Mr L. Pettiti,
Lawyer, Counsel,
Dr Oportus,
Dr Simon,
Advisers;
(d) for François and Marie-Geneviève Lambert,
third-party interveners
Mr M. Munier-Apaire,
Member of the
Conseil d’État and the Court of
Cassation Bar,
Mr B. Lorit,
Lawyer, Advisers.
The applicants, with the exception of the first applicant, also attended,
as did Rachel Lambert, François Lambert and Marie-Geneviève Lambert,
third-party interveners.
The Court heard addresses by Mr Alabrune, Mr Paillot, Mr Triomphe, Mr
Munier-Apaire and Mr Pettiti, as well as the answers given by Mr Alabrune
and Mr Paillot to the questions put by one of the judges.
THE FACTS
I. THE
CIRCUMSTANCES OF THE CASE
10. The
applicants, who are all French nationals, are Mr Pierre Lambert and his wife
Mrs Viviane Lambert, who were born in 1929 and 1945 respectively and live in
Reims, Mr David Philippon, who was born in 1971 and lives in Mourmelon, and Mrs
Anne Tuarze, who was born in 1978 and lives in Milizac. They are the parents, a
half-brother and a sister respectively of Vincent Lambert, who was born on 20
September 1976.
11. Vincent Lambert
sustained serious head injuries in a road-traffic accident on 29 September
2008, which left him tetraplegic and in a state of complete dependency.
According to the expert medical report ordered by the Conseil d’État on 14 February 2014, he is in a chronic vegetative
state (see paragraph 40 below).
12. From
September 2008 to March 2009 he was hospitalised in the resuscitation wing, and
subsequently the neurology ward, of Châlons‑en‑Champagne Hospital.
From March to June 2009 he was cared for in the heliotherapy centre in Berck‑sur‑Mer,
before being moved on 23 June 2009 to the unit in Reims University
Hospital providing follow-up and rehabilitative care to patients in a vegetative
or minimally conscious state, where he remains to date. The unit accommodates
eight patients. Vincent Lambert receives artificial nutrition and hydration
which is administered enterally, that is, via a gastric tube.
13. In July
2011 Vincent Lambert was assessed by a specialised unit of Liège University
Hospital, the Coma Science Group, which concluded that he was in a chronic
neuro-vegetative state characterised as “minimally conscious plus”. In line
with the recommendations of the Coma Science Group he received daily sessions
of physiotherapy from September 2011 to the end of October 2012, which yielded
no results. He also received 87 speech and language therapy sessions between
March and September 2012, in an unsuccessful attempt to establish a code of
communication. Attempts were also made to sit the patient in a wheelchair.
A. First
decision taken under the Act of 22 April 2005
14. As
Vincent Lambert’s carers had observed increasing signs in 2012 of what they
believed to be resistance on his part to daily care, the medical team initiated
in early 2013 the collective procedure provided for by the Act of 22 April 2005
on patients’ rights and end-of-life issues (see paragraph 54 below). Rachel
Lambert, the patient’s wife, was involved in the procedure.
15. The
procedure resulted in a decision by Dr Kariger, the doctor in charge of Vincent
Lambert and head of the department in which he is hospitalised, to withdraw the
patient’s nutrition and reduce his hydration. The decision was put into effect
on 10 April 2013.
B. Injunction
of 11 May 2013
16. On 9 May
2013 the applicants applied to the urgent-applications judge of the Châlons‑en‑Champagne
Administrative Court on the basis of Article L. 521-2 of the Administrative
Courts Code (urgent application for protection of a fundamental freedom (référé liberté)), seeking an injunction ordering
the hospital, subject to a coercive fine, to resume feeding and hydrating
Vincent Lambert normally and to provide him with whatever care his condition
required.
17. In an order
dated 11 May 2013 the urgent-applications judge granted their requests. The
judge held that, since no advance directives had been drawn up by Vincent
Lambert, and in the absence of a person of trust within the meaning of the
relevant provisions of the Public Health Code, the collective procedure should
be continued with his family, despite the fact that the latter was divided as
to what should become of the patient. The judge noted that, while Vincent
Lambert’s wife had been involved in the procedure, it was clear from examination
of the case that his parents had not been informed that it had been applied,
and that the decision to withdraw nutrition and limit hydration, the nature of
and reasons for which had not been disclosed to them, had not respected their
wishes.
18. The
judge held accordingly that these procedural shortcomings amounted to a serious
and manifestly unlawful breach of a fundamental freedom, namely the right to
respect for life, and ordered the hospital to resume feeding and hydrating
Vincent Lambert normally and to provide him with whatever care his condition required.
C. Second decision
taken under the Act of 22 April 2005
19. In September 2013 a
fresh collective procedure was initiated. Dr Kariger consulted six
doctors, including three from outside the hospital (a neurologist, a cardiologist
and an anaesthetist with experience in palliative medicine) chosen by Vincent
Lambert’s parents, his wife and the medical team respectively. He also had
regard to a written contribution from a doctor in charge of a specialised
extended care facility within a nursing home.
20. Dr
Kariger also convened two meetings with the family, on 27 September and 16
November 2013, which were attended by Vincent Lambert’s wife and parents and
his eight siblings. Rachel Lambert and six of the eight brothers and sisters spoke
in favour of discontinuing artificial nutrition and hydration, while the
applicants were in favour of maintaining it.
21. On 9
December 2013 Dr Kariger called a meeting of all the doctors and almost all the
members of the care team. Following that meeting Dr Kariger and five of
the six doctors consulted stated that they were in favour of withdrawing
treatment.
22. On
conclusion of the consultation procedure Dr Kariger announced on 11 January
2014 his intention to discontinue artificial nutrition and hydration on 13
January, subject to an application to the administrative court. His decision,
comprising a reasoned thirteen-page report, a seven‑page summary of which
was read out to the family, observed in particular that Vincent Lambert’s condition
was characterised by irreversible brain damage and that the treatment appeared
to be futile and disproportionate and to have no other effect than to sustain
life artificially. According to the report, the doctor had no doubt that
Vincent Lambert had not wished, before his accident, to live under such
conditions. Dr Kariger concluded that prolonging the patient’s life by
continuing to treat him with artificial nutrition and hydration amounted to
unreasonable obstinacy.
D. Administrative
Court judgment of 16 January 2014
23. On 13
January 2014 the applicants made a further urgent application to the Châlons‑en‑Champagne
Administrative Court for protection of a fundamental freedom under Article L.
521-2 of the Administrative Courts Code, seeking an injunction prohibiting the
hospital and the doctor concerned from withdrawing Vincent Lambert’s nutrition
and hydration and an order for his immediate transfer to a specialised extended
care facility in Oberhausbergen run by the association Amréso‑Bethel (see
paragraph 8 above). Rachel Lambert and François Lambert, Vincent Lambert’s
nephew, intervened in the proceedings as third parties.
24. The Administrative
Court, sitting as a full court of nine judges, held a hearing on 15 January
2014. In a judgment of 16 January 2014 it suspended the implementation of Dr
Kariger’s decision of 11 January 2014.
25. The Administrative
Court began by observing that Article 2 of the Convention did not prevent
States from making provision for individuals to object to potentially
life-prolonging treatment. It likewise did not prevent the doctor in charge of
a patient who was unable to express his or her wishes and whose treatment the
doctor considered, after implementing a series of safeguards, to amount to
unreasonable obstinacy, from withdrawing that treatment, subject to supervision
by the Medical Council, the hospital’s ethics committee, where applicable, and
the administrative and criminal courts.
26. The Administrative
Court went on to find that it was clear from the relevant provisions of the
Public Health Code, as amended following the Act of 22 April 2005 and as elucidated
by the parliamentary proceedings, that artificial enteral nutrition and
hydration – which were subject, like medication, to the distribution monopoly
held by pharmacies, were designed to supply specific nutrients to patients with
impaired functions and required recourse to invasive techniques to administer them
– constituted a form of treatment.
27. Observing
that Dr Kariger’s decision had been based on the wish apparently expressed by
Vincent Lambert not to be kept alive in a highly dependent state, and that the
latter had not drawn up any advance directives or designated a person of trust,
the Administrative Court found that the views he had confided to his wife and
one of his brothers had been those of a healthy individual who had not been
faced with the immediate consequences of his wishes, and had not constituted
the formal manifestation of an express wish, irrespective of his professional
experience with patients in a similar situation. The court further found that
the fact that Vincent Lambert had had a conflictual relationship with his
parents, since he did not share their moral values and religious commitment, did
not mean that he could be considered to have expressed a clear wish to refuse
all forms of treatment, and added that no unequivocal conclusion as to his
desire or otherwise to be kept alive could be drawn from his apparent
resistance to the care provided. The Administrative Court held that Dr Kariger
had incorrectly assessed Vincent Lambert’s wishes.
28. The Administrative
Court also noted that, according to the report drawn up in 2011 by Liège
University Hospital (see paragraph 13 above), Vincent Lambert was in a
minimally conscious state, implying the continuing presence of emotional
perception and the existence of possible responses to his surroundings.
Accordingly, the administering of artificial nutrition and hydration was not aimed
at keeping him alive artificially. Lastly, the court considered that, as long
as the treatment did not cause any stress or suffering, it could not be
characterised as futile or disproportionate. It therefore held that
Dr Kariger’s decision had constituted a serious and manifestly unlawful
breach of Vincent Lambert’s right to life. It issued an order suspending the
implementation of the decision while rejecting the request for the patient to
be transferred to the specialised extended care facility in Oberhausbergen.
E. Conseil d’État ruling of 14 February
2014
29. In three
applications lodged on 31 January 2014 Rachel Lambert, François Lambert
and Reims University Hospital appealed against that judgment to the
urgent-applications judge of the Conseil
d’État. The applicants lodged a cross-appeal, requesting Vincent Lambert’s
immediate transfer to the specialised extended care facility. The National
Union of Associations of Head Injury and Brain Damage Victims’ Families
(UNAFTC, see paragraph 8 above) sought leave to intervene as a third party.
30. At the
hearing on the urgent application held on 6 February 2014 the President of the
Judicial Division of the Conseil d’État
decided to refer the case to the full court, sitting as a seventeen-member
Judicial Assembly.
31. The
hearing before the full court took place on 13 February 2014. In his submissions
to the Conseil d’État, the public
rapporteur cited, inter alia, the
remarks made by the Minister of Health to the members of the Senate examining
the bill known as the Leonetti bill:
“While the act of
withdrawing treatment ... results in death, the intention behind the act [is
not to kill; it is] to allow death to resume its natural course and to relieve
suffering. This is particularly important for care staff, whose role is not to
take life.”
32. The Conseil d’État delivered its ruling on
14 February 2014. After joining the applications and granting UNAFTC leave to
intervene, the Conseil d’État defined
in the following terms the role of the urgent‑applications judge called
upon to rule on the basis of Article L. 521‑2 of the
Administrative Courts Code:
“Under [Article L.
521-2], the urgent-applications judge of the administrative court, when hearing
an application of this kind justified by particular urgency, may order any
measures necessary to safeguard a fundamental freedom allegedly breached in a
serious and manifestly unlawful manner by an administrative authority. These
legislative provisions confer on the urgent-applications judge, who normally
decides alone and who orders measures of an interim nature in accordance with
Article L. 511-1 of the Administrative Courts Code, the power to order,
without delay and on the basis of a ‘plain and obvious’ test, the necessary
measures to protect fundamental freedoms.
However, the
urgent-applications judge must exercise his or her powers in a particular way
when hearing an application under Article L. 521-2 ... concerning a decision
taken by a doctor on the basis of the Public Health Code which would result in
treatment being discontinued or withheld on grounds of unreasonable obstinacy
and the implementation of which would cause irreversible damage to life. In
such circumstances the judge, sitting where applicable as a member of a bench
of judges, must take the necessary protective measures to prevent the decision
in question from being implemented where it may not be covered by one of the
situations provided for by law, while striking a balance between the
fundamental freedoms in issue, namely the right to respect for life and the
patient’s right to consent to medical treatment and not to undergo treatment that
is the result of unreasonable obstinacy. In such a case, the urgent‑applications
judge or the bench to which he or she has referred the case may, as
appropriate, after temporarily suspending the implementation of the measure and
before ruling on the application, order an expert medical report and, under
Article R. 625-3 of the Administrative Courts Code, seek the opinion
of any person whose expertise or knowledge are apt to usefully inform the court’s
decision.”
33. The Conseil d’État found that it was clear
from the very wording of the relevant provisions of the Public Health Code
(Articles L. 1110‑5, L. 1111‑4 and R. 4127‑37) and from
the parliamentary proceedings that the provisions in question were general in
scope and applied to Vincent Lambert just as they did to all users of the
health service. The Conseil d’État stated
as follows:
“It is clear from
these provisions that each individual must receive the care most appropriate to
his or her condition and that the preventive or exploratory acts carried out and
the care administered must not subject the patient to disproportionate risks in
relation to the anticipated benefits. Such
acts must not be continued with unreasonable obstinacy and may be discontinued or
withheld where they appear to be futile or disproportionate or to have no other
effect than to sustain life artificially, whether or not the patient is in an
end-of-life situation. Where the
patient is unable to express his or her wishes, any decision to limit or
withdraw treatment on the ground that continuing it would amount to
unreasonable obstinacy may not be taken by the doctor, where such a
measure is liable to endanger the life of the patient, without the collective procedure defined in the Code of Medical
Ethics and the rules on consultation laid down in the Public Health Code having
been followed. If the doctor takes such a decision he or she must at all events
preserve the patient’s dignity and dispense palliative care.
Furthermore, it is
clear from the provisions of Articles L. 1110-5 and L. 1110-4 of the Public
Health Code, as elucidated by the parliamentary proceedings prior to the
passing of the Act of 22 April 2005, that the legislature intended to include
among the forms of treatment that may be limited or withdrawn on grounds of
unreasonable obstinacy all acts which seek to maintain the patient’s vital
functions artificially. Artificial nutrition and hydration fall into this
category of acts and may accordingly be withdrawn where continuing them would
amount to unreasonable obstinacy.”
34. The Conseil d’État went on to find that its
task was to satisfy itself, having regard to all the circumstances of the case,
that the statutory conditions governing any decision to withdraw treatment
whose continuation would amount to unreasonable obstinacy had been met. To that
end it needed to have the fullest information possible at its disposal, in
particular concerning Vincent Lambert’s state of health. Accordingly, it
considered it necessary before ruling on the application to order an expert
medical report to be prepared by practitioners with recognised expertise in
neuroscience. The experts – acting on an independent and collective basis,
after examining the patient, meeting the medical team and the care staff and familiarising
themselves with the patient’s entire medical file – were to give their opinion
on Vincent Lambert’s current condition and provide the Conseil d’État with all relevant information as to the prospect of
any change.
35. The Conseil d’État decided to entrust the
expert report to a panel of three doctors appointed by the President of the
Judicial Division on proposals from the President of the National Medical
Academy, the Chair of the National Ethics Advisory Committee and the President
of the National Medical Council respectively. The remit of the panel of experts,
which was to report within two months of its formation, read as follows:
“(i) to describe
Mr. Lambert’s current clinical condition and how it has changed since the
review carried out in July 2011 by the Coma Science Group of Liège University
Hospital;
(ii) to express an
opinion as to whether the patient’s brain damage is irreversible and as to the
clinical prognosis;
(iii) to determine
whether the patient is capable of communicating, by whatever means, with those
around him;
(iv) to assess
whether there are any signs to suggest at the present time that Mr Lambert
reacts to the care being dispensed to him and, if so, whether those reactions
can be interpreted as a rejection of that care, as suffering, as a desire for
the life-sustaining treatment to be withdrawn or, on the contrary, as a desire
for the treatment to be continued.”
36. The Conseil d’État also considered it
necessary, in view of the scale and the difficulty of the scientific, ethical
and deontological issues raised by the case and in accordance with Article R.
625-3 of the Administrative Courts Code, to request the National Medical
Academy, the National Ethics Advisory Committee and the National Medical
Council, together with Mr Jean Leonetti, the rapporteur for the Act of 22 April
2005, to submit general written observations by the end of April 2014 designed
to clarify for it the application of the concepts of unreasonable obstinacy and
sustaining life artificially for the purposes of Article L. 1110-5, referred to
above, with particular regard to individuals who, like Vincent Lambert, were in
a minimally conscious state.
37. Lastly,
the Conseil d’État rejected the
applicants’ request for Vincent Lambert to be transferred to a specialised extended
care facility (see paragraph 29 above).
F. Expert
medical report and general observations
1. Expert
medical report
38. The
experts examined Vincent Lambert on nine occasions. They familiarised
themselves with the entire medical file, and in particular the report of the
Coma Science Group in Liège (see paragraph 13 above), the treatment file and
the administrative file, and had access to all the imaging tests. They also
consulted all the items in the judicial case file of relevance for their expert
report. In addition, between 24 March and 23 April 2014 they met all the
parties (the family, the medical and care team, the medical consultants and
representatives of UNAFTC and the hospital) and carried out a series of tests
on Vincent Lambert.
39. On 5 May
2014 the experts sent their preliminary report to the parties for comments.
Their final report, submitted on 26 May 2014, provided the following replies to
the questions asked by the Conseil d’État.
(a) Vincent Lambert’s
clinical condition and how it had changed
40. The
experts found that Vincent Lambert’s clinical condition corresponded to a
vegetative state, without any signs pointing to a minimally conscious state.
Furthermore, they stressed that he had difficulty swallowing and had seriously
impaired motor functions of all four limbs, with significant retraction of the
tendons. They noted that his state of consciousness had deteriorated since the
assessment carried out in Liège in 2011.
(b) Irreversible
nature of the brain damage and clinical prognosis
41. The experts
pointed out that the two main factors to be taken into account in assessing
whether or not brain damage was irreversible were, firstly, the length of time
since the accident which had caused the damage and, secondly, the nature of the
damage. In the present case they noted that five and a half years had passed
since the initial head injury and that the imaging tests showed severe cerebral
atrophy testifying to permanent neuron loss, near-total destruction of
strategic regions such as both parts of the thalamus and the upper part of the
brain stem, and serious damage to the communication pathways in the brain. They
concluded that the brain damage was irreversible. They added that the lengthy
period of progression, the patient’s clinical deterioration since July 2011,
his current vegetative state, the destructive nature and extent of the brain
damage and the results of the functional tests, coupled with the severity of
the motor impairment of all four limbs, pointed to a poor clinical prognosis.
(c) Vincent Lambert’s
capacity to communicate with those around him
42. In the light
of the tests carried out, and particularly in view of the fact that the course
of speech and language therapy carried out in 2012 had not succeeded in
establishing a code of communication, the experts concluded that Vincent
Lambert was not capable of establishing functional communication with those
around him.
(d) Existence of
signs suggesting that Vincent Lambert reacted to the care provided, and interpretation
of those signs
43. The
experts observed that Vincent Lambert reacted to the care provided and to
painful stimuli, but concluded that these were non‑conscious responses.
In their view, it was not possible to interpret them as conscious awareness of
suffering or as the expression of any intent or wish with regard to the
withdrawal or continuation of treatment.
2. General
observations
44. On 22 and 29
April and 5 May 2014 the Conseil d’État
received the general observations of the National Medical Council, Mr Jean
Leonetti, rapporteur for the Act of 22 April 2005, the National Medical Academy
and the National Ethics Advisory Committee.
The National Medical Council made clear in particular that, in using the
expression “no other effect than to sustain life artificially” in Article L. 1110‑5
of the Public Health Code, the legislature had sought to address the situation
of patients who not only were being kept alive solely by the use of methods and
techniques replacing key vital functions, but also, and above all, whose
cognitive and relational functions were profoundly and irreversibly impaired. It emphasised the importance of the notion of temporality, stressing that
where a pathological condition had become chronic, resulting in the person’s
physiological deterioration and the loss of his or her cognitive and relational
faculties, obstinacy in administering treatment could be regarded as
unreasonable if no signs of improvement were apparent.
Mr Leonetti stressed that the
Act was applicable to patients who had brain damage and thus suffered from a
serious condition which, in the advanced stages, was incurable, but who were
not necessarily “at the end of life”. Accordingly, the legislature, in the
title of the Act, had referred to “patients’ rights and end‑of‑life issues” rather than “patients’ rights in end‑of‑life situations”.
He outlined the criteria for unreasonable obstinacy and the factors used to
assess it and stated that the reference to treatment having “no other effect than to sustain life
artificially”, which was stricter than the wording originally envisaged
(namely, treatment “which prolongs life artificially”) was more restrictive and
referred to artificially sustaining life “in the purely biological sense, in
circumstances where, firstly, the patient has major irreversible brain damage
and, secondly, his or her condition offers no prospect of a return to awareness
of self or relationships with others”. He pointed out that the Act gave the doctor
sole responsibility for the decision to withdraw treatment and that it had been
decided not to pass that responsibility on to the family, in order to avoid any
feelings of guilt and to ensure that the person who took the decision was
identified.
The National Medical Academy reiterated the fundamental prohibition
barring doctors from deliberately taking another’s life, which formed the basis
for the relationship of trust between doctor and patient. The Academy
reiterated its long-standing position according to which the Act of
22 April 2005 was applicable not only to the various “end-of-life”
situations, but also to situations raising the very difficult ethical issue of the
“ending of life” in the case of patients in “survival” mode, in a minimally
conscious or chronic vegetative state.
The National Ethics Advisory Committee conducted an in‑depth
analysis of the difficulties surrounding the notions of unreasonable obstinacy,
treatment and sustaining life artificially, summarised the medical data
concerning minimally conscious states and addressed the ethical issues arising
out of such situations. It recommended in particular a process of reflection
aimed at ensuring that the collective discussions led to a genuine collective
decision-making process and that, where no consensus could be reached, there
was a possibility of mediation.
G. Conseil d’État judgment of 24 June 2014
45. A
hearing took place on 20 June 2014 before the Conseil d’État. In his submissions the public rapporteur stressed,
in particular, the following:
“... [t]he legislature did not wish to impose
on those in the caring professions the burden of bridging the gap which exists
between allowing death to take its course when it can no longer be prevented
and actively causing death by administering a lethal substance. By discontinuing
treatment, a doctor is not taking the patient’s life, but is resolving to
withdraw when there is nothing more to be done.”
The Conseil d’État delivered
its judgment on 24 June 2014. After granting leave to Marie‑Geneviève
Lambert, Vincent Lambert’s half-sister, to intervene as a third party, and
reiterating the relevant provisions of domestic law as commented on and
elucidated in the general observations received, the Conseil d’État examined in turn the applicants’ arguments based on
the Convention and on domestic law.
46. On the
first point the Conseil d’État
reiterated that, where the urgent‑applications judge was called on to
hear an application under Article L. 521-2 of the Administrative Courts
Code (urgent application for protection of a fundamental freedom) concerning a
decision taken by a doctor under the Public Health Code which would result in
treatment being discontinued or withheld on grounds of unreasonable obstinacy,
and implementation of that decision would cause irreversible damage to life,
the judge was required to examine any claim that the provisions in question
were incompatible with the Convention (see paragraph 32 above).
47. In the
case before it the Conseil d’État
replied in the following terms to the arguments based on Articles 2 and 8 of
the Convention:
“Firstly, the
disputed provisions of the Public Health Code defined a legal framework
reaffirming the right of all persons to receive the most appropriate care, the
right to respect for their wish to refuse any treatment and the right not to
undergo medical treatment resulting from unreasonable obstinacy. Those
provisions do not allow a doctor to take a life-threatening decision to limit
or withdraw the treatment of a person incapable of expressing his or her
wishes, except on the dual, strict condition that continuation of that
treatment would amount to unreasonable obstinacy and that the requisite safeguards
are observed, namely that account is taken of any wishes expressed by the
patient and that at least one other doctor and the care team are consulted, as
well as the person of trust, the family or another person close to the patient.
Any such decision by a doctor is open to appeal before the courts in order to
review compliance with the conditions laid down by law.
Hence the disputed
provisions of the Public Health Code, taken together, in view of their purpose
and the conditions attaching to their implementation, cannot be said to be
incompatible with the requirements of Article 2 of the Convention ..., or with those of Article 8...”
The Conseil d’État also
rejected the applicants’ arguments based on Articles 6 and 7 of the Convention,
finding that the role entrusted to the doctor under the provisions of the
Public Health Code was not incompatible with the duty of impartiality flowing
from Article 6, and that Article 7, which applied to criminal convictions, was
not relevant to the case before it.
48. Regarding
the application of the relevant provisions of the Public Health Code, the Conseil d’État held as follows:
“Although
artificial nutrition and hydration are among the forms of treatment which may
be withdrawn in cases where their continuation would amount to unreasonable
obstinacy, the sole fact that a person is in an irreversible state of
unconsciousness or, a fortiori, has
lost his or her autonomy irreversibly and is thus dependent on such a form of
nutrition and hydration, does not by itself amount to a situation in which the
continuation of treatment would appear unjustified on grounds of unreasonable
obstinacy.
In assessing
whether the conditions for the withdrawal of artificial nutrition and hydration
are met in the case of a patient with severe brain damage, however caused, who
is in a vegetative or minimally conscious state and is thus unable to express
his or her wishes, and who depends on such nutrition and hydration as a means
of life support, the doctor in charge of the patient must base his or her
decision on a range of medical and non-medical factors whose relative weight
cannot be determined in advance but will depend on the circumstances of each
patient, so that the doctor must assess each situation on its own merits. In
addition to the medical factors, which must cover a sufficiently long period,
be assessed collectively and relate in particular to the patient’s current
condition, the change in that condition since the accident or illness occurred,
his or her degree of suffering and the clinical prognosis, the doctor must
attach particular importance to any wishes the patient may have expressed
previously, whatever their form or tenor. In that regard, where such wishes
remain unknown, they cannot be assumed to consist in a refusal by the patient
to be kept alive in the current conditions. The doctor must also take into
account the views of the person of trust, where the patient has designated such
a person, of the members of the patient’s family or, failing this, of another
person close to the patient, while seeking to establish a consensus. In
assessing the patient’s particular situation, the doctor must be guided
primarily by a concern to act with maximum beneficence towards the patient...”
49. The Conseil d’État went on to find that it
was its task, in the light of all the circumstances of the case and the
evidence produced in the course of the adversarial proceedings before it, in
particular the expert medical report, to ascertain whether the decision taken
by Dr Kariger on 11 January 2014 had complied with the statutory conditions
imposed on any decision to withdraw treatment whose continuation would amount
to unreasonable obstinacy.
50. In that connection the
Conseil d’État ruled as follows:
“Firstly, it is
clear from the examination of the case that the collective procedure conducted
by Dr Kariger ..., prior to the taking of the decision of 11 January 2014,
was carried out in accordance with the requirements of Article R. 4127-37 of
the Public Health Code and involved the consultation of six doctors, although
that Article simply requires that the opinion of one doctor and, where
appropriate, of a second be sought. Dr Kariger was not legally bound to allow
the meeting of 9 December 2013 to be attended by a second doctor designated by
Mr Lambert’s parents in addition to the one they had already designated. Nor does
it appear from the examination of the case that some members of the care team
were deliberately excluded from that meeting. Furthermore, Dr Kariger was
entitled to speak with Mr François Lambert, the patient’s nephew. The fact that
Dr Kariger opposed a request for him to withdraw from Mr Lambert’s case and for
the patient to be transferred to another establishment, and the fact that he
expressed his views publicly, do not amount, having regard to all the
circumstances of the present case, to a failure to comply with the obligations
implicit in the principle of impartiality, which Dr Kariger respected.
Accordingly, contrary to what was argued before the Châlons-en-Champagne
Administrative Court, the procedure preceding the adoption of the decision of
11 January 2014 was not tainted with any irregularity.
Secondly, the
experts’ findings indicate that ‘Mr Lambert’s current clinical condition
corresponds to a vegetative state’, with ‘swallowing difficulties, severe motor
impairment of all four limbs, some signs of dysfunction of the brainstem’ and ‘continued
ability to breathe unaided’. The results of the tests carried out from 7 to
11 April 2014 to assess the patient’s brain structure and function ... were
found to be consistent with such a vegetative state. The experts found that the
clinical progression, characterised by the disappearance of the fluctuations in
Mr Lambert’s state of consciousness recorded during the assessment carried out
in July 2011 by the Coma Science Group at Liège University Hospital and by the
failure of the active therapies recommended at the time of that assessment,
were suggestive of ‘a deterioration in the [patient’s] state of consciousness
since that time’.
Furthermore,
according to the findings set out in the experts’ report, the exploratory tests
which were carried out revealed serious and extensive brain damage, as
evidenced in particular by ‘severe impairment of the structure and metabolism
of the sub-cortical regions of crucial importance for cognitive function’ and ‘major
structural dysfunction of the communication pathways between the regions of the
brain involved in consciousness’. The severity of the cerebral atrophy and of
the damage observed, coupled with the five-and-a-half-year period that had
elapsed since the initial accident, led the experts to conclude that the brain
damage was irreversible.
Furthermore, the
experts concluded that ‘the lengthy period of progression, the patient’s
clinical deterioration since 2011, his current vegetative state, the
destructive nature and the extent of the brain damage, the results of the
functional tests and the severity of the motor impairment of all four limbs’
pointed to a ‘poor clinical prognosis’.
Lastly, while
noting that Mr Lambert was capable of reacting to the care administered and to
certain stimuli, the experts indicated that the characteristics of those
reactions suggested that they were non-conscious responses. The experts did not
consider it possible to interpret these behavioural reactions as evidence of ‘conscious
awareness of suffering’ or as the expression of any intent or wish with regard
to the withdrawal or continuation of the treatment keeping the patient alive.
These findings,
which the experts reached unanimously following a collective assessment in the
course of which the patient was examined on nine separate occasions, thorough cerebral
tests were performed, meetings were held with the medical team and care staff
involved and the entire file was examined, confirm the conclusions drawn by Dr
Kariger as to the irreversible nature of the damage and Mr Lambert’s
clinical prognosis. The exchanges which took place in the adversarial proceedings before the Conseil d’État subsequent to submission
of the experts’ report do nothing to invalidate the experts’ conclusions. While
it can be seen from the experts’ report, as just indicated, that Mr Lambert’s
reactions to care are not capable of interpretation and thus cannot be regarded
as expressing a wish as to the withdrawal of treatment, Dr Kariger in fact
indicated in the impugned decision that the behaviour concerned was open to
various interpretations, all of which needed to be treated with great caution,
and did not include this aspect in the reasons for his decision.
Thirdly, the
provisions of the Public Health Code allow account to be taken of a patient’s
wishes expressed in a form other than advance directives. It is apparent from
the examination of the case, and in particular from the testimony of Mrs Rachel
Lambert, that she and her husband, both nurses, had often discussed their
respective professional experiences in dealing with patients under
resuscitation and those with multiple disabilities, and that Mr Lambert had on
several such occasions clearly voiced the wish not to be kept alive
artificially if he were to find himself in a highly dependent state. The tenor
of those remarks, reported by Mrs Rachel Lambert in precise detail and with the
corresponding dates, was confirmed by one of Mr Lambert’s brothers. While
these remarks were not made in the presence of Mr Lambert’s parents, the
latter did not claim that their son could not have made them or that he would
have expressed wishes to the contrary, and several of Mr Lambert’s siblings
stated that the remarks concerned were in keeping with their brother’s
personality, past experience and personal opinions. Accordingly, in stating
among the reasons for the decision at issue his certainty that Mr Lambert
did not wish, before his accident, to live under such conditions, Dr Kariger
cannot be regarded as having incorrectly interpreted the wishes expressed by
the patient before his accident.
Fourthly, the
doctor in charge of the patient is required, under the provisions of the Public
Health Code, to obtain the views of the patient’s family before taking any
decision to withdraw treatment. Dr Kariger complied with this requirement in
consulting Mr Lambert’s wife, parents and siblings in the course of the two
meetings referred to earlier. While Mr Lambert’s parents and some of his
brothers and sisters opposed the discontinuing of treatment, Mr Lambert’s
wife and his other siblings stated their support for the proposal to withdraw
treatment. Dr Kariger took these different opinions into account. In the
circumstances of the case, he concluded that the fact that the members of the
family were not unanimous as to what decision should be taken did not
constitute an impediment to his decision.
It follows from all
the above considerations that the various conditions imposed by the law before
any decision can be taken by the doctor in charge of the patient to withdraw treatment
which has no effect other than to sustain life artificially, and whose
continuation would thus amount to unreasonable obstinacy, may be regarded, in
the case of Mr Vincent Lambert and in the light of the adversarial
proceedings before the Conseil d’État,
as having been met. Accordingly, the decision taken by Dr Kariger on 11
January 2014 to withdraw the artificial nutrition and hydration of Mr Vincent
Lambert cannot be held to be unlawful.”
51. Accordingly,
the Conseil d’État set aside the Administrative
Court’s judgment and dismissed the applicants’ claims.
II. RELEVANT
DOMESTIC LAW AND PRACTICE
A. Public
Health Code
52. Under
Article L. 1110‑1 of the Public Health Code (hereinafter “the Code”), all
available means must be used to secure to each individual the fundamental right
to protection of health. Article L. 1110‑2 of the Code provides that the
patient has the right to respect for his or her dignity, while Article L. 1110‑9
guarantees to everyone whose condition requires it the right to palliative
care. This is defined in Article L. 1110‑10 as active and ongoing care
intended to relieve pain, ease psychological suffering, preserve the patient’s
dignity and support those close to him or her.
53. The Act of 22 April 2005 on patients’ rights and end‑of‑life
issues, known as the Leonetti Act after its rapporteur, Mr Jean Leonetti (see
paragraph 44 above), amended a number of Articles of the Code.
The Act was passed following the work of a
parliamentary commission chaired by Mr Leonetti and tasked with exploring the
full range of end‑of‑life issues and considering possible
legislative or regulatory amendments. In the course of its work the
parliamentary commission heard evidence from a great many individuals. It submitted
its report on 30 June 2004. The Act was passed unanimously by the
National Assembly on 30 November 2004 and by the Senate on 12 April 2005.
The Act does not authorise either euthanasia or
assisted suicide. It allows doctors, in accordance with a prescribed procedure,
to discontinue treatment only if continuing it would demonstrate unreasonable
obstinacy (in other words, if it would mean taking it to unreasonable lengths (acharnement thérapeutique)).
The relevant Articles of the Code, as amended by
the Act, read as follows:
Article L. 1110-5
“Every individual, regard being had to his or
her state of health and the urgency of the treatment required, shall be
entitled to receive the most appropriate care and to be given the safest
treatment known to medical science at the time to be effective. Preventive or
exploratory acts or care must not, as far as medical science can guarantee,
subject the patient to disproportionate risks in relation to the anticipated benefits.
Such acts must not be continued with
unreasonable obstinacy. Where they appear to be futile or disproportionate or
to have no other effect than to sustain life artificially, they may be discontinued
or withheld. In such cases, the doctor shall preserve the dignity of the dying
patient and ensure his or her quality of life by dispensing the care referred
to in Article L. 1110-10 ...
Everyone shall be entitled to receive care
intended to relieve pain. That pain must in all cases be prevented, assessed,
taken into account and treated.
Health care professionals shall take all the
measures available to them to allow each individual to live a life of dignity
until his or her death ...”
Article L. 1111-4
“Each individual shall, together with the health care professional and
in the light of the information provided and the recommendations made by the
latter, take the decisions concerning his or her own health.
The doctor must respect the individual’s wishes after informing him or
her of the consequences of the choices made ...
No medical act or treatment may be administered without the free and
informed consent of the patient, which may be withdrawn at any time.
Where the individual is unable to express his or her wishes, no
intervention or examination may be carried out, except in cases of urgency or
impossibility, without the person of trust referred to in Article L. 1111-6 or
the family or, failing this, a person close to the patient having been
consulted.
Where the individual
is unable to express his or her wishes, no decision to limit or withdraw
treatment, where such a measure would endanger the patient’s life, may be taken
without the collective procedure defined in the Code of Medical Ethics having been
followed and without the person of trust referred to in Article L. 1111-6 or
the family or, failing this, a person close to the patient having been
consulted, and without any advance directives issued by the patient having been
examined. The decision to limit
or withdraw treatment, together with the reasons for it, shall be recorded in
the patient’s file ...”
Article L. 1111-6
“All adults may designate a
person of trust, who may be a relative, another person close to the adult, or his
or her usual doctor, and who will be consulted in the event that the patient is
unable to express his or her wishes and to receive the necessary information
for that purpose. The designation shall be made in writing and may be revoked
at any time. Should the patient so wish, the person of trust may provide
support and attend medical consultations with the patient in order to assist
him or her in making decisions.
Whenever he or she is admitted to a health
care establishment, the patient shall be offered the possibility of designating
a person of trust in the conditions laid down in the preceding paragraph. The
designation shall be valid for the duration of the patient’s hospitalisation,
unless he or she decides otherwise ...”
Article L. 1111-11
“All adults may draw up advance directives in case they should become
unable to express their wishes. These shall indicate the wishes of the individual
concerned as regards the conditions in which treatment may be limited or
withdrawn in an end‑of‑life situation. They may be revoked at any
time.
Provided
they were drawn up less than three years before the individual became
unconscious, the doctor shall take them into account in any decision to carry
out examinations, interventions or treatment in respect of the person concerned
...”
54. The collective procedure provided for in the fifth paragraph
of Article L. 1111‑4 of the Code is described in detail in Article R.
4127‑37, which forms part of the Code of Medical Ethics and reads as
follows:
“I. The doctor shall at all
times endeavour to alleviate suffering by the means most appropriate to the
patient’s condition, and provide moral support. He or she shall refrain from
any unreasonable obstinacy in carrying out examinations or treatment and may
decide to withhold or discontinue treatment which appears futile or
disproportionate or the only purpose or effect of which is to sustain life
artificially.
II. In the cases contemplated in the fifth paragraph of Article L.
1111-4 and the first paragraph of Article L. 1111-13, the decision to limit or
withdraw the treatment administered may not be taken unless a collective
procedure has first been implemented. The doctor may set the
collective procedure in motion on his or her own initiative. He or she shall be required to do so in the
light of any advance directives given by the patient and submitted by one of
the persons in possession of them mentioned in Article R. 1111-19, or at the
request of the person of trust, the family or, failing this, another person
close to the patient. The persons in possession of the patient’s advance
directives, the person of trust, the family or, where appropriate, another
person close to the patient shall be informed as soon as the decision has been
taken to implement the collective procedure.
The decision to limit or withdraw treatment shall be taken by the doctor
in charge of the patient, after consultation with the care team where this
exists, and on the basis of the reasoned opinion of at least one doctor acting
as a consultant. There must be no hierarchical link between the doctor in
charge of the patient and the consultant. The reasoned opinion of a second
consultant shall be sought by these doctors if either of them considers it
necessary.
The decision to limit or withdraw treatment shall take into account any
wishes previously expressed by the patient, in particular in the form of
advance directives, if any, the views of the person of trust the patient may
have designated and those of the family or, failing this, of another person
close to the patient. ...
Reasons shall be given for any decision to limit or withdraw treatment.
The opinions received, the nature and tenor of the consultations held within
the care team and the reasons for the decision shall be recorded in the patient’s
file. The person of trust, if one has been designated, the family or, failing
this, another person close to the patient, shall be informed of the nature of
and the reasons for the decision to limit or withdraw treatment.
III. Where it has been decided to limit or withdraw treatment under
Article L. 1110‑5 and Article L. 1111-4 or L. 1111-13, in the circumstances
provided for in points I and II of the present Article, the doctor, even if the patient’s suffering cannot be assessed on
account of his or her cerebral state, shall put in place the necessary treatment, in particular pain relief
and sedation, to support the patient in accordance with the principles and
conditions laid down in Article R. 4127-38. He
or she shall also ensure that the persons close to the patient are informed of
the situation and receive the support they require.”
55. Article R. 4127-38 of the Code provides:
“The doctor must support the
dying person until the moment of death, ensure, through appropriate treatment
and measures, the quality of life as it nears its end, preserve the patient’s dignity
and comfort those close to him or her.
Doctors do not have the right to take life
intentionally.”
B. Private members’ bill of 21 January 2015
56. Two members of Parliament (Mr Leonetti and Mr Claeys) tabled
a bill before the National Assembly on 21 January 2015 proposing in
particular the following amendments to the Act of 22 April 2005:
- section 2 of the bill specifies that
artificial nutrition and hydration constitute a form of treatment;
- advance directives are to be binding on the
doctor and there will no longer be a time-limit on their validity (they are currently
valid for three years), their drafting will be subject to a prescribed
procedure and they will be more accessible. Where there are no advance
directives, the role of the person of trust is spelled out (the latter’s task
is to express the patient’s wishes, and his or her testimony takes precedence
over any other);
- the bill expressly acknowledges that every
individual has “the right to refuse or not to undergo any treatment” and that
the doctor cannot insist on continuing with it (previous wording).
Nevertheless, the doctor must continue to provide support to the patient,
particularly in the form of palliative care;
- the right not to suffer is recognised (the
doctor must put in place all available pain relief and sedation to deal with
suffering in the advanced or terminal stages, even if these may have the effect
of shortening the time left to live);
- the right of patients in the terminal stages
to deep, continuous sedation until death is also recognised: the withdrawal of
treatment (including artificial nutrition and hydration) must always be
accompanied by sedation. Where the patient is incapable of expressing his or
her wishes the bill provides – subject to account being taken of the patient’s
wishes and in accordance with a collective procedure – that the doctor is
required to discontinue or withhold
treatment which “has no other effect than to sustain life artificially” (in the
current wording, the doctor may discontinue such treatment). If these
criteria are met, the patient has the right to deep, continuous sedation until
death occurs.
The bill was adopted on 17 March 2015 by the
National Assembly and is currently being examined in the Senate.
C. Administrative Courts Code
57. Article L. 521‑2 of the Administrative Courts Code,
concerning urgent applications for protection of a fundamental freedom, reads
as follows:
“Where such an application is submitted to him or her as an urgent
matter, the urgent-applications judge may order whatever measures are necessary
to protect a fundamental freedom which has allegedly been breached in a serious
and manifestly unlawful manner by a public-law entity or an organisation governed
by private law responsible for managing a public service, in the exercise of
their powers. The urgent‑applications
judge shall rule within forty-eight hours.”
58. Article R. 625‑3 of the same Code provides:
“The bench examining the case may call on any person whose expertise or
knowledge might usefully inform its determination of the case to submit general
observations on the points in issue.
The opinion shall be submitted in writing. It shall be communicated to
the parties ...”
III. COUNCIL OF EUROPE MATERIALS
A. The Oviedo Convention on Human Rights and Biomedicine
59. The Convention for the Protection of Human Rights and Dignity of
the Human Being with regard to the Application of Biology and Medicine (known as
the Oviedo Convention on Human Rights and Biomedicine), which was adopted in
1997 and entered into force on 1 December 1999, has been ratified by twenty‑nine
of the Council of Europe member States. Its relevant provisions read as
follows:
Article 1 – Purpose and object
“Parties to this Convention shall protect the dignity and identity of
all human beings and guarantee everyone, without discrimination, respect for
their integrity and other rights and fundamental freedoms with regard to the
application of biology and medicine. ...”
Article 5 – General
rule
“An intervention in
the health field may only be carried out after the person concerned has given
free and informed consent to it.
This person shall
beforehand be given appropriate information as to the purpose and nature of the
intervention as well as on its consequences and risks.
The person
concerned may freely withdraw consent at any time.”
Article 6 –
Protection of persons not able to consent
“1. Subject to Articles 17 and 20 below, an intervention may only be carried
out on a person who does not have the capacity to consent, for his or her
direct benefit.
...
3. Where, according to law, an adult does not have the capacity to
consent to an intervention because of a mental disability, a disease or for similar
reasons, the intervention may only be carried out with the authorisation of his
or her representative or an authority or a person or body provided for by law.
The individual concerned shall as far as possible take part in the
authorisation procedure.
4. The representative, the authority, the person or the body mentioned
in paragraphs 2 and 3 above shall be given, under the same conditions, the
information referred to in Article 5.
5. The authorisation referred to in paragraphs 2 and 3 above may be withdrawn
at any time in the best interests of the person concerned.”
Article 9 –
Previously expressed wishes
“The previously expressed wishes relating to a medical intervention by a
patient who is not, at the time of the intervention, in a state to express his
or her wishes shall be taken into account.”
B. The Guide on the decision-making process regarding medical
treatment in end-of-life situations
60. This guide was drawn up by the Committee on Bioethics of
the Council of Europe in the course of its work on patients’ rights and with
the intention of facilitating the implementation of the principles enshrined in
the Oviedo Convention.
Its aims are to propose reference points for the
implementation of the decision-making process regarding medical treatment in
end-of-life situations, to bring together both normative and ethical reference
works and elements relating to good medical practice of use to health care professionals
dealing with the implementation of the decision‑making process, and
to contribute, through the clarification it
provides, to the overall discussion on the subject.
61. The guide cites as the
ethical and legal frames of reference for the decision-making process the
principles of autonomy (free, informed and prior consent of the patient),
beneficence and non-maleficence, and justice (equitable access to health care). It specifies that doctors must not dispense
treatment which is needless or disproportionate in view of the risks and
constraints it entails. They must provide patients with treatment that is
proportionate and suited to their situation. They also have a duty to take care
of their patients, ease their suffering and provide them with support.
Treatment covers interventions whose aim is to improve a patient’s state
of health by acting on the causes of the illness, but also interventions which
have no bearing on the aetiology of the illness but act on the symptoms, or
which are responses to an organ dysfunction. Under the heading “Disputed
issues”, the Guide states as follows:
“The question of limiting, withdrawing or
withholding artificial hydration and nutrition
Food and drink
given to patients who are still able to eat and drink themselves are external
contributions meeting physiological needs, which should always be satisfied.
They are essential elements of care which should be provided unless the patient
refuses them.
Artificial nutrition
and hydration are given to a patient following a medical indication and imply
choices concerning medical procedures and devices (perfusion, feeding tubes).
Artificial
nutrition and hydration are regarded in a number of countries as forms of
treatment, which may therefore be limited or withdrawn in the circumstances and
in accordance with the guarantees stipulated for limitation or withdrawal of
treatment (refusal of treatment expressed by the patient, refusal of
unreasonable obstinacy or disproportionate treatment assessed by the care team
and accepted in the framework of a collective procedure). The considerations to
be taken into account in this regard are the wishes of the patient and the
appropriate nature of the treatment in the situation in question.
In other countries,
however, it is considered that artificial nutrition and hydration do not
constitute treatment which can be limited or withdrawn, but a form of care
meeting the individual’s basic needs, which cannot be withdrawn unless the
patient, in the terminal phase of an end-of-life situation, has expressed a
wish to that effect.
The question of the
appropriate nature, in medical terms, of artificial nutrition and hydration in
the terminal phase is itself a matter of debate. Some take the view that
implementing or continuing artificial hydration and nutrition are necessary for
the comfort of a patient in an end-of-life situation. For others, the benefit
of artificial hydration and nutrition for the patient in the terminal phase,
taking into account research in palliative care, is questionable.”
62. The guide concerns the decision-making process
regarding medical treatment as it applies to end‑of‑life
situations (including its implementation, modification, adaptation, limitation
or withdrawal). It does not address the issues of euthanasia or assisted
suicide, which some national legislations authorise.
63. While other parties are involved in the decision-making
process, the guide stresses that the principal party is the patient himself or
herself. When the patient cannot or can no longer take part in making decisions,
they will be taken by a third party according to the procedures laid down in
the relevant national legislation. However, the patient should nonetheless be involved in the
decision-making process by means of any previously expressed wishes. The guide
lists the various forms these may take: the patient may have confided his or
her intentions orally to a family member, a close friend or a person of trust
designated as such; or they may be set down formally, in advance directives or
a living will or as powers granted to another person, sometimes referred to as
powers of future protection (mandat de
protection future).
64. Other
persons involved in the decision-making process may include the patient’s legal
representative or a person granted a power of attorney, family members and
close friends, and the carers. The guide stresses that doctors have a vital,
not to say primary role because of their ability to appraise the patient’s
situation from a medical viewpoint. Where patients are not, or are no longer,
able to express their wishes, doctors are the people who, in the context of the
collective decision-making process, having involved all the health care
professionals concerned, will take the clinical decision guided by the best
interests of the patient. To this end, they will have taken note of all the
relevant elements (consultation of family members, close friends, the person of
trust, and so on) and taken into account any previously expressed wishes. In
some systems the decision is taken by a third party, but in all cases doctors
are the ones to ensure that the decision-making process is properly conducted.
65. The guide reiterates that the patient should always be at
the centre of any decision-making process, which takes on a collective
dimension when the patient is no longer willing or able to participate in it
directly. The guide identifies three main stages in the decision-making
process: an individual stage (each party forms his or her arguments on the
basis of the information gathered), a collective stage (the various parties
take part in exchanges and discussions) and a concluding stage (when the actual
decision is taken).
66. The guide points out that sometimes, where positions
diverge significantly or the question is highly complex or specific, there may
be a need to make provision to consult third parties either to contribute to
the debate, to overcome a problem or to resolve a conflict. The consultation of
a clinical ethics committee may, for example, be appropriate. At the end of the collective discussion, agreement must be reached. A
conclusion must be drawn and validated collectively and then formalised in
writing.
67. If the decision is taken by the doctor, it should be taken
on the basis of the conclusions of the collective discussion and be announced,
as appropriate, to the patient, the person of trust and/or the entourage of the
patient, the care team and the third parties concerned who have taken part in the
process. The decision should also be formalised (in the form of a written
summary of the reasons) and kept in an identified place.
68. The guide highlights the disputed nature of the use of deep
sedation in the terminal phase, which may have the effect of shortening the
time left to live. Lastly, it suggests an evaluation of the decision-making
process after its application.
C. Committee of Ministers Recommendation
69. In Recommendation CM/Rec(2009)11 on principles concerning
continuing powers of attorney and advance directives for incapacity, the
Committee of Ministers recommended to member States that they promote these
practices, and defined a number of principles to assist member States in
regulating them.
D. Parliamentary
Assembly materials
70. In
Recommendation 1418 (1999) on protection of the human rights and dignity of the
terminally ill and the dying, the Parliamentary Assembly recommended to the
Committee of Ministers that it encourage the member States to respect and
protect the dignity of terminally ill or dying persons in all respects,
including their right to self-determination, while taking the necessary
measures:
(i) to ensure that patients’ advance directives or living wills refusing
specific medical treatments are observed, where the patients are no longer able
to express their wishes;
(ii) to ensure that ‑ notwithstanding the physician’s ultimate
therapeutic responsibility ‑ the wishes they have expressed with regard
to particular forms of treatment are taken into account, provided this does not
violate their human dignity.
71. Parliamentary
Assembly Resolution 1859 (2012) entitled “Protecting human rights and dignity by taking into account previously
expressed wishes of patients” reiterates the principles of personal
autonomy and consent enshrined in the Oviedo Convention (see paragraph 59
above), according to which no one can be compelled to undergo any medical
treatment against his or her will. The Resolution lays down guidelines for
national parliaments in relation to advance directives, living wills and continuing
powers of attorney.
IV. COMPARATIVE
LAW
A. Legislation
and practice in Council of Europe member States
72. According
to the information available to the Court concerning 39 of the 47 Council of
Europe member States, no consensus exists in practice in favour of authorising
the withdrawal of treatment designed only to prolong life artificially. In the
majority of countries, treatment may be withdrawn subject to certain conditions. In other countries the legislation prohibits withdrawal or is
silent on the subject.
73. In those countries which permit it, this possibility is
provided for either in legislation or in non-binding instruments, most often in
a code of medical ethics. In Italy, in the absence of a legal framework, the
withdrawal of treatment has been recognised in the courts’ case-law.
74. Although the detailed arrangements for the withdrawal of
treatment vary from one country to another, there is consensus as to the
paramount importance of the patient’s wishes in the decision-making process. As
the principle of consent to medical care is one of the aspects of the right to
respect for private life, States have put in place different procedures to
ensure that consent is expressed or to verify its existence.
75. All the legislation allowing treatment to be withdrawn
makes provision for patients to issue advance directives. In the absence of
such directives, the decision lies with a third party, whether it be the doctor
treating the patient, persons close to the patient or his or her legal
representative, or even the courts. In all cases, the involvement of those
close to the patient is possible, although the legislation does not choose
between them in the event of disagreement. However, some countries operate a
hierarchy among persons close to the patient and give priority to the spouse’s
wishes.
76. In addition to the requirement to seek the patient’s
consent, the withdrawal of treatment is also subject to other conditions. Depending
on the country, the patient must be dying or be suffering from a condition with
serious and irreversible medical consequences, the treatment must no longer be
in the patient’s best interests, it must be futile, or withdrawal must be
preceded by an observation phase of sufficient duration and by a review of the
patient’s condition.
B. Observations
of the Human Rights Clinic
77. The Human
Rights Clinic, third-party intervener (see paragraph 8 above), presented an
overview of national legislation and practice concerning active and passive
euthanasia and assisted suicide in Europe and America.
78. The
survey concludes that no consensus currently exists among the member States of
the Council of Europe, or in the other countries surveyed, regarding the
authorisation of assisted suicide or euthanasia.
79. However,
there is consensus on the need for passive euthanasia to be tightly regulated
in those countries which permit it. In that connection each country lays down
criteria in its legislation for determining the point at which euthanasia may
be performed, in the light of the patient’s condition and in order to make sure
that he or she has consented to the measure. Nevertheless, these criteria vary
appreciably from one country to another.
THE LAW
I. STANDING
TO ACT IN THE NAME AND ON BEHALF OF VINCENT LAMBERT
80. The
applicants submitted that the withdrawal of Vincent Lambert’s artificial
nutrition and hydration would be in breach of the State’s obligations under
Article 2 of the Convention. In their view, depriving him of nutrition and
hydration would constitute ill-treatment amounting to torture within the
meaning of Article 3 of the Convention. They further argued that the lack of
physiotherapy since October 2012 and the lack of therapy to restore the
swallowing reflex amounted to inhuman and degrading treatment in breach of that
provision. Lastly, they submitted that the withdrawal of nutrition and
hydration would also infringe Vincent Lambert’s physical integrity, in breach
of Article 8 of the Convention.
81. Articles
2, 3 and 8 of the Convention read as follows:
Article 2
“1. Everyone’s
right to life shall be protected by law. No one shall be deprived of his life
intentionally ...”
Article 3
“No one shall be
subjected to torture or to inhuman or degrading treatment or punishment.”
Article 8
“1. Everyone
has the right to respect for his private and family life, his home and his
correspondence.
2. There
shall be no interference by a public authority with the exercise of this right
except such as is in accordance with the law and is necessary in a democratic
society in the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime, for the
protection of health or morals, or for the protection of the rights and
freedoms of others.”
A. The
applicants’ standing to act in the name and on behalf of Vincent Lambert
1. The parties’ submissions
(a) The
Government
82. The Government observed that the applicants had not stated
that they wished to act on Vincent Lambert’s behalf, and considered the
question whether they could apply to the Court on his behalf to be devoid of
purpose.
(b) The
applicants
83. The applicants submitted
that any individual, irrespective of his or her disability, should be able to
benefit from the guarantees afforded by the Convention, including where he or
she had no representative. They stressed that their standing or interest in
bringing proceedings had never been challenged before the domestic courts, as
French law gave the family of a
person whose treatment it was proposed to withdraw the right to express
a view on the measure in question. This necessarily entailed standing to act in
court proceedings not only on their own behalf but also on behalf of the
patient.
84. Citing the criteria established by the Court in the Koch v. Germany judgment (no.
497/09, §§ 43 et seq., 19 July 2012), the applicants submitted that those
criteria were satisfied in the present case because the case concerned a matter
of general interest and because of their close family ties and their personal
interest in the proceedings. They stressed that they had applied to the
domestic courts and then to the Court in order to assert Vincent Lambert’s
fundamental rights under Articles 2 and 3 which he himself was unable to assert
and which his wife could not invoke either since she had accepted the medical
decision in issue.
(c) The
individual third-party interveners
85. Rachel Lambert, Vincent Lambert’s wife, submitted that the
applicants did not have standing to act on behalf of Vincent Lambert. She
pointed out that the Court had been prepared to recognise the standing of a
relative either when the complaints raised an issue of general interest
pertaining to “respect for human rights” and the person concerned, as heir, had
a legitimate interest in pursuing the application, or on the basis of the
direct effect on the applicant’s own rights. However, in the case of Sanles Sanles v. Spain ((dec.), no.
48335/99, ECHR 2000‑XI), the Court had found that the rights asserted by
the applicant under Articles 2, 3, 5 and 8 of the Convention belonged to the
category of non‑transferable rights and had held that the applicant, who
was the sister-in-law and legitimate heir of the deceased, could not claim to
be the victim of a violation on her late brother‑in‑law’s behalf.
86. On the issue of representation, she observed that it was
essential for representatives to demonstrate that they had received specific
and explicit instructions from the alleged victim. This was not the case of the
applicants, who had received no specific and explicit instructions from Vincent
Lambert, whereas the examination of the case by the Conseil d’État had highlighted the fact that she herself had been
taken into her husband’s confidence and informed of his wishes, as corroborated
by statements produced before the domestic courts.
87. François Lambert and Marie‑Geneviève Lambert, Vincent
Lambert’s nephew and half‑sister, submitted that the applicants lacked
standing to act on his behalf. Firstly, the violations of Articles 2, 3 and 8
of the Convention alleged by the applicants concerned non‑transferable
rights to which they could not lay claim on their own behalf; secondly, the
applicants were not the legal representatives of Vincent Lambert, who was an
adult born in 1976; thirdly, their application contravened Vincent Lambert’s
freedom of conscience and his own right to life and infringed his privacy. François
Lambert and Marie‑Geneviève Lambert observed that, although the Court
had, by way of an exception, accepted that parents might act on behalf and in
the place of a victim in arguing a breach of Article 3 of the Convention, this
was only in the case of the victim’s disappearance or death and in certain specific circumstances. Those conditions
were not met in the present case, making the application inadmissible. They
argued that the Court had had occasion to reaffirm this inadmissibility in
end-of-life cases similar to the present one (they referred to Sanles Sanles, cited above, and Ada Rossi and Others v. Italy (dec.), no. 55185/08, 16 December 2008).
88. Lastly, they argued that the applicants could not in fact “legitimately” challenge the Conseil d’État’s judgment, since the
position they defended was directly opposed to Vincent Lambert’s beliefs. The
doctors and the judges had taken account of the latter’s wishes, which he had confided
to his wife – with whom he had had a very close relationship – in full
knowledge of the facts, in view of his professional experience as a nurse.
2. The Court’s assessment
(a) Recapitulation
of the principles
89. In the recent cases of Nencheva and Others v. Bulgaria (no. 48609/06, 18 June 2013) and Centre for Legal Resources on behalf of
Valentin Câmpeanu v. Romania ([GC], no. 47848/08, ECHR 2014), the Court reiterated the following principles.
In order to rely on Article 34 of the Convention, an applicant must be
able to claim to be a victim of a violation of the Convention. According to the
Court’s established case-law, the concept of “victim” must be interpreted
autonomously and irrespective of domestic concepts such as those concerning an
interest or capacity to act (see Nencheva and Others, cited above, § 88). The individual
concerned must be able to show that he or she was “directly affected” by the
measure complained of (see Centre
for Legal Resources on behalf of Valentin Câmpeanu, cited above, § 96, with
further references).
90. An
exception is made to this principle where the alleged violation or violations
of the Convention are closely linked to a death or disappearance in
circumstances allegedly engaging the responsibility of the State. In such cases
the Court has recognised the standing of the victim’s next-of-kin to submit an
application (see Nencheva and Others,
cited above, § 89, and Centre for Legal
Resources on behalf of Valentin Câmpeanu, cited above, §§ 98-99, with
further references).
91. Where
the application is not lodged by the victims themselves, Rule 45 § 3 of
the Rules of Court requires a written authority to act, duly signed, to be
produced. It is essential for representatives to demonstrate that they have
received specific and explicit instructions from the alleged victim on whose
behalf they purport to act before the Court (see Post v. the Netherlands (dec.), no. 21727/08, 20 January 2009; Nencheva and Others, cited above,
§ 83; and Centre for Legal Resources
on behalf of Valentin Câmpeanu, cited above, § 102). However, the
Convention institutions have held that special considerations may arise in the
case of victims of alleged breaches of Articles 2, 3 and 8 of the Convention at
the hands of the national authorities. Applications lodged by individuals on
behalf of the victim or victims, even though no valid form of authority was
presented, have thus been declared admissible (see Centre for Legal Resources on behalf of Valentin Câmpeanu, cited
above, § 103).
92. Particular
consideration has been shown with regard to the victims’ vulnerability on
account of their age, sex or disability, which rendered them unable to lodge a
complaint on the matter with the Court, due regard also being paid to the
connections between the person lodging the application and the victim (ibid.).
93. For
instance, in the case of S.P., D.P. and
A.T. v. the United Kingdom (no. 23715/94, Commission decision of 20 May
1996), which concerned, inter alia,
Article 8 of the Convention, the Commission declared admissible an application
lodged by a solicitor on behalf of children whom he had represented in the
domestic proceedings, in which he had been instructed by the guardian ad litem, after noting in particular
that their mother had displayed no interest, that the local authorities had
been criticised in the application and that there was no conflict of interests
between the solicitor and the children.
In the case of İlhan v.
Turkey ([GC], no. 22277/93, §§ 54-55, ECHR 2000‑VII), where the
direct victim, Abdüllatif İlhan, had suffered severe injuries as a result
of ill-treatment at the hands of the security forces, the Court held that his
brother could be regarded as having validly introduced the application, based
on Articles 2 and 3 of the Convention, since it was clear from the facts that
Abdüllatif İlhan had consented to the proceedings, there was no conflict
of interests between himself and his brother, who had been closely concerned
with the incident, and he was in a particularly vulnerable position because of
his injuries.
In the case of Y.F. v. Turkey
(no. 24209/94, § 31, ECHR 2003‑IX), in which a husband alleged under
Article 8 of the Convention that his wife had been forced to undergo a
gynaecological examination following her detention in police custody, the Court
found that it was open to the applicant, as a close relative of the victim, to
make a complaint concerning allegations by her of violations of the Convention,
in particular having regard to her vulnerable position in the special
circumstances of the case.
94. Still in
the context of Article 8 of the Convention, the Court has also accepted on
several occasions that parents who did not have parental rights could apply to
it on behalf of their minor children (see, in particular, Scozzari and Giunta v. Italy [GC], nos. 39221/98 and 41963/98, §§ 138‑139,
ECHR 2000‑VIII; Šneersone and
Kampanella v. Italy, no. 14737/09, § 61, 12 July 2011; Diamante and Pelliccioni v. San Marino,
no. 32250/08, §§ 146-47, 27 September 2011; A.K. and L. v. Croatia, no. 37956/11, §§ 48-50, 8
January 2013; and Raw and Others v. France, no. 10131/11, §§ 51-52,
7 March 2013). The key criterion for the Court in these cases was the risk
that some of the children’s interests might not be brought to its attention and
that they would be denied effective protection of their Convention rights.
95. Lastly,
the Court recently adopted a similar approach in the case of Centre for Legal Resources on behalf of
Valentin Câmpeanu, cited above, concerning a young man of Roma origin,
seriously disabled and HIV positive, who died in hospital before the
application was lodged and had no known next-of-kin and no State-appointed
representative. In view of the exceptional circumstances of the case and the
seriousness of the allegations, the Court recognised that the Centre for Legal
Resources had standing to represent Valentin Câmpeanu. The Court emphasised
that to find otherwise would amount to preventing such serious allegations of a
violation of the Convention from being examined at an international level (§ 112).
(b) Application to
the present case
96. The
applicants alleged on Vincent Lambert’s behalf a violation of Articles 2, 3 and
8 of the Convention (see paragraph 80 above).
97. The
Court considers at the outset that the case-law concerning applications lodged
on behalf of deceased persons is not applicable in the present case, since
Vincent Lambert is not dead but is in a state described by the medical expert
report as vegetative (see paragraph 40 above). The Court must therefore
ascertain whether circumstances apply of the kind in which it has previously
held that an application could be lodged in the name and on behalf of a
vulnerable person without the latter having issued either a valid authority to
act or instructions to the person purporting to act for him or her (see
paragraphs 93-95 above).
98. It notes
that none of the cases in which it has accepted, by way of an exception, that an
individual may act on behalf of another is comparable to the present case. The
case of Centre for Legal Resources on
behalf of Valentin Câmpeanu, cited above, is to be distinguished from the
present case in so far as the direct victim was dead and had no one to
represent him. In the present case, while the direct victim is unable to
express his wishes, several members of his close family wish to express
themselves on his behalf, while defending diametrically opposed points of view. The
applicants mainly invoke the right to life protected by Article 2, the
“sanctity” of which was stressed by the Court in Pretty v. the United Kingdom (no. 2346/02, § 65, ECHR 2002‑III),
whereas the individual third‑party interveners (Rachel Lambert, François
Lambert and Marie‑Geneviève Lambert) rely on the right to respect for
private life and in particular the right of each individual, encompassed in the
notion of personal autonomy (see Pretty, cited above, § 61), to decide in which
way and at which time his or her life should end (ibid., § 67; see also Haas
v. Switzerland, no. 31322/07, § 51, ECHR 2011, and Koch,
cited above, § 52).
99. The
applicants propose that the Court should apply the criteria set forth in Koch (cited above, § 44), which, in
their submission, they satisfy on account of their close family ties, the fact
that they have a sufficient personal or legal interest in the outcome of the proceedings
and the fact that they have previously expressed an interest in the case.
100. However,
the Court observes that in Koch, cited
above, the applicant argued that his wife’s suffering and the circumstances of
her death had affected him to the extent of constituting a violation of his own rights under Article 8 of the
Convention (§ 43). Thus, it was on that point that the Court was required to
rule, and it was against that background that it considered that account should
also be taken of the criteria developed in its case-law allowing a relative or
heir to bring an action before it on the deceased person’s behalf (§ 44).
101. In the
Court’s view, these criteria are not applicable in the present case since
Vincent Lambert is not dead and the applicants are seeking to raise complaints on his behalf.
102. A review
of the cases in which the Convention institutions have accepted that a third
party may, in exceptional circumstances, act in the name and on behalf of a
vulnerable person (see paragraphs 93-95 above) reveals the following two main
criteria: the risk that the direct victim will be deprived of effective
protection of his or her rights, and the absence of a conflict of interests
between the victim and the applicant.
103. Applying
these criteria to the present case, the Court does not discern any risk,
firstly, that Vincent Lambert will be deprived of effective protection of his
rights since, in accordance with its consistent case-law (see paragraphs 90 above
and 115 below), it is open to the applicants, as Vincent Lambert’s close
relatives, to invoke before the Court on their own behalf the right to life protected
by Article 2.
104. As
regards the second criterion, the Court must next ascertain whether there is a
convergence of interests between the applicants and Vincent Lambert. In that
connection it notes that one of the key aspects of the domestic proceedings
consisted precisely in determining Vincent Lambert’s wishes, given that Dr
Kariger’s decision of 11 January 2014 was based on the certainty that Vincent
Lambert “had not wished, before his accident, to live under such conditions”
(see paragraph 22 above). In its judgment of 24 June 2014 the Conseil d’État found, in the light of
the testimony of Vincent Lambert’s wife and one of his brothers and the
statements of several of his other siblings, that in basing his decision on
that ground, Dr Kariger “[could not] be regarded as having incorrectly
interpreted the wishes expressed by the patient before his accident” (see
paragraph 50 above). Accordingly, the Court does not consider it established
that there is a convergence of interests between the applicants’ assertions and what Vincent Lambert would have
wished.
105. The Court
concludes that the applicants do not have standing to raise the complaints
under Articles 2, 3 and 8 of the Convention in the name and on behalf of
Vincent Lambert.
106. It
follows that these complaints are incompatible ratione personae with the provisions of the Convention within the
meaning of Article 35 § 3 (a) and must be rejected pursuant to Article
35 § 4.
B. Rachel
Lambert’s standing to act in the name and on behalf of Vincent Lambert
1. The
parties’ submissions
107. In a
letter from her lawyer dated 9 July 2014, Rachel Lambert requested leave to
represent her husband Vincent Lambert as a third-party intervener in the
procedure. In support of her request she furnished a judgment of the Châlons‑en‑Champagne
guardianship judge, dated 17 December 2008, giving her authority to
represent her husband in matters arising out of their matrimonial property
arrangements, as well as two statements from a sister and half-brother of
Vincent Lambert. According to those statements, Vincent Lambert would not have
wished a decision in his case to be taken by his parents, from whom he was
morally and physically estranged, but rather by his wife, who was the person in
whom he placed his trust. She also produced a statement by her stepmother, who
said that she had accompanied Rachel Lambert in July 2012 to a consultation
with a professor of medicine at Liège University Hospital which was also
attended by the first two applicants. During the consultation she and Rachel
Lambert had stated Vincent Lambert’s wish not to live in an incapacitated state
if such a situation should arise, and the second applicant had reportedly said
that, if the question of euthanasia should arise, she would leave the decision
to Rachel Lambert. In her observations, Rachel Lambert submitted that, since
she was informed of her husband’s wishes, as corroborated by the statements she
had produced, she alone had legal standing to act on behalf of Vincent Lambert
and to represent him.
108. The
Government did not make any submissions on this point.
109. The
applicants submitted that the ruling
of the guardianship judge produced by Rachel Lambert did not give her general
authority to represent her husband, but merely authority to represent him in
property-related matters. She could not therefore claim to be the only person
to represent her husband before the Court. The applicants further maintained
that the statements she had produced had no legal value; they also disputed the
content of the statement by Rachel Lambert’s stepmother. They noted that
Vincent Lambert had not designated a person of trust, and concluded that, as
French law currently stood and in the absence of a full or partial guardianship
order, Vincent Lambert was not represented by anyone in proceedings concerning
him personally.
2. The Court’s assessment
110. The
Court notes that no provision of the Convention permits a third-party
intervener to represent another person before the Court. Furthermore, according
to Rule 44 § 3 (a) of the Rules of Court, a third‑party intervener is any
person concerned “who is not the applicant”.
111. Accordingly,
the Court cannot but refuse Rachel Lambert’s request.
C. Conclusion
112. The
Court has found that the applicants lacked standing to allege a violation of
Articles 2, 3 and 8 of the Convention in the name and on behalf of Vincent
Lambert (see paragraphs 105‑06 above), and has also rejected Rachel
Lambert’s request to represent her husband as a third-party intervener (see
paragraphs 110‑11 above).
Nevertheless, the Court emphasises that, notwithstanding the findings it
has just made regarding admissibility, it will examine below all the
substantive issues arising in the present case under Article 2 of the
Convention, given that they were raised by the applicants on their own behalf.
II. ALLEGED
VIOLATION OF ARTICLE 2 OF THE CONVENTION
113. The
applicants submitted that the withdrawal of Vincent Lambert’s artificial
nutrition and hydration would be in breach of the State’s obligations under
Article 2 of the Convention. They maintained that the Act of 22 April 2005 lacked
clarity and precision, and complained of the process culminating in the doctor’s
decision of 11 January 2014.
114. The
Government contested that argument.
A. Admissibility
115. The
Court reiterates its case-law to the effect that the next-of-kin of a person
whose death allegedly engages the responsibility of the State may claim to be
victims of a violation of Article 2 of the Convention (see paragraph 90 above).
Although Vincent Lambert is still alive, there is no doubt that if artificial
nutrition and hydration were withdrawn, his death would occur within a short
time. Accordingly, even if the violation is a potential or future one (see Tauira and 18 Others v. France, no. 28204/95, Commission decision of 4
December 1995, Decisions and Reports (DR) 83‑B, p. 131), the Court
considers that the applicants, in their capacity as Vincent Lambert’s close
relatives, may rely on Article 2.
116. The
Court notes that this complaint is not manifestly ill-founded within the
meaning of Article 35 § 3 (a) of the Convention. It further notes that it is
not inadmissible on any other grounds. The complaint must therefore be declared
admissible.
B. Merits
1. The
applicable rule
117. The Court
reiterates that the first sentence of Article 2, which ranks as one of the most
fundamental provisions in the Convention and enshrines one of the basic values
of the democratic societies making up the Council of Europe (see McCann and Others v. the United Kingdom,
27 September 1995, §§ 146‑47, Series A no. 324), enjoins the State not only to refrain from the
“intentional” taking of life (negative obligations), but also to take
appropriate steps to safeguard the lives of those within its jurisdiction
(positive obligations) (see L.C.B.
v. the United Kingdom, 9 June 1998, § 36, Reports of Judgments and Decisions 1998‑III).
118. The
Court will address these two aspects in turn and will begin by examining
whether the present case involves the State’s negative obligations under
Article 2.
119. While
the applicants acknowledged that the withdrawal of nutrition and hydration might
be legitimate in cases of unreasonable obstinacy, and accepted that a
legitimate distinction existed between, on the one hand, euthanasia and
assisted suicide and, on the other hand, “therapeutic abstention”, consisting in withdrawing or withholding
treatment that had become unreasonable, they nevertheless argued repeatedly in
their observations that, since these criteria were not met in their view, the
present case concerned the intentional taking of life; they referred in this
regard to the notion of “euthanasia”.
120. The
Government stressed that the aim of the medical decision was not to put an end
to life, but to discontinue a form of treatment which had been refused by the
patient or – where the patient was unable to express his or her wishes – which
constituted, in the doctor’s view based on medical and non-medical factors,
unreasonable obstinacy. They quoted the public rapporteur before the Conseil d’État, who in his submissions of
20 June 2014 had noted that, in discontinuing treatment, a doctor was
not taking the patient’s life but was resolving to withdraw when there was
nothing more to be done (see paragraph 45 above).
121. The Court
observes that the Act of 22 April 2005 does not authorise either euthanasia or
assisted suicide. It allows doctors, in accordance with a prescribed procedure,
to discontinue treatment only if continuing it demonstrates unreasonable
obstinacy. In its observations to the Conseil
d’État the National Medical Academy reiterated the fundamental prohibition
barring doctors from deliberately taking another’s life, which formed the basis
for the relationship of trust between doctor and patient. That prohibition is
laid down in Article R. 4127-38 of the Public Health Code, which states that
doctors may not take life intentionally (see paragraph 55 above).
122. At the
hearing of 14 February 2014 before the Conseil
d’État, the public rapporteur cited the remarks made by the Minister of
Health to the members of the Senate examining the bill known as the Leonetti
bill:
“While the act of
withdrawing treatment ... results in death, the intention behind the act [is
not to kill; it is] to allow death to resume its natural course and to relieve
suffering. This is particularly important for care staff, whose role is not to
take life.”
123. In the
case of Glass v. the United Kingdom
((dec.), no. 61827/00, 18 March 2003),
the applicants complained under Article 2 of the Convention about the
administering of a potentially lethal dose of diamorphine to their son, without
their consent, by doctors in the hospital where he was being treated. The Court
noted that the doctors had not deliberately sought to kill the child or to
hasten his death, and examined the parents’ complaints from the standpoint of
the authorities’ positive obligations (see also Powell v. the United Kingdom (dec.), no. 45305/99, ECHR 2000‑V).
124. The
Court notes that both the applicants and the Government make a distinction
between the intentional taking of life and “therapeutic abstention” (see
paragraphs 119-20 above), and stresses the importance of that distinction. In
the context of the French legislation, which prohibits the intentional taking
of life and permits life-sustaining treatment to be withdrawn or withheld only
in certain specific circumstances, the Court considers that the present case
does not involve the State’s negative obligations under Article 2, and will
examine the applicants’ complaints solely from the standpoint of the State’s
positive obligations.
2. Whether
the State complied with its positive obligations
(a) The submissions
of the parties and the third-party interveners
(i) The applicants
125. The
applicants submitted first of all
that the Act of 22 April 2005 was not applicable to Vincent Lambert, who, in
their view, was neither sick nor at the end of life, but was severely disabled.
They complained of the “confusion” arising from the Act on the following
points: the notion of unreasonable obstinacy (and in particular the criterion
concerning treatment having “no other
effect than to sustain life artificially”, which they considered to be extremely
imprecise), and the classification of artificial nutrition and hydration as
treatment rather than care. In their submission, Vincent Lambert’s enteral
feeding was not a form of treatment that could be withdrawn, and the notion of
unreasonable obstinacy did not apply to his medical situation.
126. They argued that the process leading to the doctor’s
decision of 11 January 2014 was incompatible with the State’s obligations
flowing from Article 2 of the Convention. In their view, the procedure was not
truly collective as it involved seeking opinions on a purely consultative
basis, with the doctor alone taking the decision. They maintained that
alternative systems were possible which would allow other doctors or the
members of the family, in the absence of a person of trust, to participate in
the decision‑making process. Lastly, they argued that the legislation
should take into account the possibility of disagreement between family members
and make provision at the very least for mediation.
(ii) The Government
127. The
Government submitted that the Act of 22 April 2005 struck a balance between the
right to respect for life and patients’ right to consent to or refuse
treatment. The definition of unreasonable obstinacy was based on the ethical
principles of beneficence and non‑maleficence reiterated in the Council
of Europe’s “Guide on the decision-making process regarding medical treatment
in end-of-life situations”. In accordance with those principles, health care
professionals had an obligation to deliver only appropriate treatment and had
to be guided solely by the benefit to the patient, which was to be assessed in overall
terms. In that regard both medical and non‑medical factors, and in
particular the patient’s wishes, were to be taken into account. They pointed
out that when the bill had been debated in Parliament, an amendment seeking to
exclude artificial nutrition and hydration from the scope of treatment had been
rejected. They stressed that treatment also encompassed methods and
interventions responding to a functional deficiency in the patient and
involving the use of intrusive medical techniques.
128. The
Government emphasised that the French legislation provided for a number of
procedural safeguards: consideration of the patient’s wishes and of the views
of the person of trust, the family or those close to the patient and
implementation of a collective procedure in which the family and those close to
the patient were involved. Lastly, the doctor’s decision was subject to review
by a judge.
(iii) The
third-party interveners
(α) Rachel Lambert
129. Rachel
Lambert submitted that the Act of 22 April 2005 subjected the doctor’s decision
to numerous safeguards and balanced each individual’s right to receive the most
suitable care with the right not to undergo treatment in circumstances
amounting to unreasonable obstinacy. She stressed that the legislature had not
sought to limit the recognition of patients’ previously expressed wishes to
cases in which they had designated a person of trust or drawn up advance
directives; where this was not the case, the views of the family were sought in
order, first and foremost, to establish what the patient would have wanted.
130. Referring
to the collective procedure implemented in the present case, she pointed out
that Dr Kariger had consulted six doctors (three of them from outside the
hospital), had convened a meeting with virtually all the care staff and all the
doctors and had held two meetings with the family. His decision had been
reasoned at length and bore witness to the professionalism of his approach.
(β) François Lambert and Marie-Geneviève Lambert
131. François Lambert and Marie-Geneviève Lambert submitted that
the doctor’s decision had been taken in accordance with the Act of
22 April 2005, referred to above, the provisions of which they
recapitulated. They stressed that the data emerging from the medical expert
report ordered by the Conseil d’État were
fully consistent with the notion of treatment serving solely to sustain life
artificially, observing that it was Vincent Lambert’s inability to eat and
drink by himself, without medical assistance in the form of enteral nutrition
and hydration, that would cause his death.
132. They submitted that the decision‑making process in the
present case had been particularly lengthy, meticulous and respectful of the
rights of all concerned, the medical and paramedical opinions sought and the
views of the family members who had been invited to participate (especially the
applicants, who had been assisted by a doctor of their choosing throughout the
process) and who had been kept fully informed at every stage. In their view,
the final decision had been taken in accordance with the process required by
law and by the Convention, as set out in the Council of Europe’s “Guide on the
decision-making process regarding medical treatment in end‑of‑life
situations”.
(γ) UNAFTC (National Union
of Associations of Head Injury and Brain Damage Victims’ Families)
133. UNAFTC echoed the concerns of the families and
establishments it represented, and argued that patients in a chronic vegetative
or minimally conscious state were not in an end-of-life situation and were not
being kept alive artificially, and that where a person’s condition was not life‑threatening,
artificial feeding and hydration could not be deemed to constitute treatment that
could be withdrawn. UNAFTC submitted that a patient’s wishes could not be
established on the basis of spoken remarks reported by some of the family
members, and that the doubt must always work in favour of life. At all events,
in the absence of advance directives and of a person of trust, no decision to withdraw
treatment could be taken in the absence of consensus within the family.
(δ) Amréso-Bethel
134. The association Amréso‑Bethel, which runs a care unit
for patients in a minimally conscious or chronic vegetative state, provided
details of the care dispensed to its patients.
(ε) Human
Rights Clinic
135. In view of the multitude of approaches across the world to
end‑of‑life issues and the differences regarding the circumstances
in which passive euthanasia was permitted, the Human Rights Clinic submitted
that States should be allowed a margin of appreciation in striking a balance
between patients’ personal autonomy and the protection of their lives.
(b) The Court’s
assessment
(i) General
considerations
(α) Existing case-law
136. The Court has never ruled on the question which is the
subject of the present application, but it has examined a number of cases
concerning related issues.
137. In a first group of cases the applicants or their relatives
invoked the right to die, relying on various Articles of the Convention.
In the case of Sanles Sanles, cited
above, the applicant asserted, on behalf of her
brother-in-law, who was tetraplegic and wished to end his life with the
assistance of third parties and who died before the application was lodged, the
right to die with dignity, relying on Articles 2, 3, 5, 6, 8, 9 and 14 of the
Convention. The Court rejected the application as being incompatible ratione personae with the provisions of
the Convention.
In the case of Pretty, cited
above, the applicant was in the terminal stages of an incurable
neurodegenerative disease and complained, relying on Articles 2, 3, 8, 9 and 14
of the Convention, that her husband could not help her to commit suicide
without facing prosecution by the United Kingdom authorities. The Court found
no violation of the provisions in question.
The cases of Haas and Koch, cited above, concerned assisted
suicide, and the applicants relied on Article 8 of the Convention. In Haas, the applicant, who had been
suffering for a long time from a serious bipolar affective disorder, wished to
end his life and complained of being unable to obtain the lethal substance
required for that purpose without a medical prescription; the Court held that
there had been no violation of Article 8. In Koch, the applicant alleged that the refusal to allow his wife (who
was paralysed and needed artificial ventilation) to acquire a lethal dose of
medication so that she could take her own life had breached her right, and his,
to respect for their private and family life. He also complained of the
domestic courts’ refusal to examine his complaints on the merits, and the Court
found a violation of Article 8 on that point only.
138. In a
second group of cases the applicants took issue with the administering or
withdrawal of treatment.
In Glass, cited above, the
applicants complained of the administering of diamorphine to their sick child
by hospital doctors without their consent, and of the “do not resuscitate”
order entered in his medical notes. In its decision of 18 March 2003, cited
above, the Court found that their complaint under Article 2 of the Convention
was manifestly ill-founded; in its judgment of 9 March 2004 it held that there
had been no violation of Article 8 of the Convention.
In the case of Burke v. the United
Kingdom ((dec.), no. 19807/06, 11 July 2006), the applicant
suffered from an incurable degenerative brain condition and feared that the
guidance applicable in the United Kingdom could lead in due course to the
withdrawal of his artificial nutrition and hydration. The Court declared his
application, lodged under Articles 2, 3 and 8 of the Convention, inadmissible
as being manifestly ill-founded.
Lastly, in its decision in Ada
Rossi and Others, cited above, the Court declared incompatible ratione personae an application lodged by
individuals and associations complaining, under Articles 2 and 3 of the
Convention, of the potentially adverse effects for them of execution of a
judgment of the Italian Court of Cassation authorising the discontinuation of
the artificial nutrition and hydration of a young girl in a vegetative state.
139. The Court observes that,
with the exception of the procedural violation of Article 8 in Koch, cited above (see paragraph 137
above), it did not find a violation of the Convention in any of these cases.
(β) The context
140. Article
2 requires the State to take appropriate steps to safeguard the lives of those
within its jurisdiction (see L.C.B., cited
above, § 36, and the decision in Powell, cited above); in the public-health
sphere, these positive obligations require States to make regulations
compelling hospitals, whether private or public, to adopt appropriate measures
for the protection of patients’ lives (see
Calvelli and Ciglio v. Italy [GC], no. 32967/96, § 49,
ECHR 2002‑I; the Glass decision,
cited above; Vo v. France [GC],
no. 53924/00, § 89, ECHR 2004‑VIII; and Centre for Legal Resources on behalf of Valentin Câmpeanu, cited
above, § 130).
141. The
Court stresses that the issue before it in the present case is not that of euthanasia,
but rather the withdrawal of life‑sustaining treatment (see paragraph 124
above).
142. In Haas, cited
above (§ 54), the Court reiterated that the Convention had to be read as a
whole (see, mutatis mutandis, Verein gegen Tierfabriken Schweiz (VgT) v.
Switzerland (no. 2) [GC], no. 32772/02, § 83, ECHR 2009). In Haas the Court considered that it was
appropriate, in the context of examining a possible violation of Article 8, to refer
to Article 2 of the Convention (ibid.). The Court considers that the converse
also applies: in a case such as the present one reference should be made, in
examining a possible violation of Article 2, to Article 8 of the Convention and
to the right to respect for private life and the notion of personal autonomy
which it encompasses. In Pretty (§ 67) the Court was not prepared to exclude that preventing
the applicant by law from exercising her choice to avoid what she considered
would be an undignified and distressing end to her life constituted an
interference with her right to respect for private life as guaranteed under
Article 8 § 1 of the Convention. In Haas,
cited above (§ 51), it asserted that an individual’s right to decide in which
way and at which time his or her life should end was one of the aspects of the
right to respect for private life.
The Court refers in particular to paragraphs 63 and
65 of the Pretty judgment, where it
stated as follows:
“... In
the sphere of medical treatment, the refusal to accept a particular treatment
might, inevitably, lead to a fatal outcome, yet the imposition of medical
treatment, without the consent of a mentally competent adult patient, would
interfere with a person’s physical integrity in a manner capable of engaging
the rights protected under Article 8 § 1 of the Convention. As recognised in
domestic case-law, a person may claim to exercise a choice to die by declining
to consent to treatment which might have the effect of prolonging his life ...”
“The
very essence of the Convention is respect for human dignity and human freedom.
Without in any way negating the principle of sanctity of life protected under
the Convention, the Court considers that it is under Article 8 that notions of
the quality of life take on significance. In an era of growing medical
sophistication combined with longer life expectancies, many people are
concerned that they should not be forced to linger on in old age or in states
of advanced physical or mental decrepitude which conflict with strongly held
ideas of self and personal identity.”
143. The
Court will take these considerations into account in examining whether the
State complied with its positive obligations flowing from Article 2. It further
observes that, in addressing the question of the administering or withdrawal of
medical treatment in the cases of Glass and
Burke, cited above, it took into
account the following factors:
- the existence in domestic law and practice of a regulatory
framework compatible with the requirements of Article 2 (Glass, cited above);
- whether account had been taken of the applicant’s previously
expressed wishes and those of the persons close to him, as well as the opinions
of other medical personnel (Burke,
cited above);
- the possibility to approach the courts in the event of doubts as to
the best decision to take in the patient’s interests (ibid.).
The Court will take these factors into consideration in examining the
present case. It will also take account of the criteria laid down in the
Council of Europe’s “Guide on the decision‑making process regarding
medical treatment in end-of-life situations” (see paragraphs 60-68 above).
(γ) The margin
of appreciation
144. The
Court reiterates that Article 2 ranks as one of the most fundamental provisions
in the Convention, one which, in peace time, admits of no derogation under
Article 15, and that it construes strictly the exceptions defined therein (see,
among other authorities, Giuliani and
Gaggio v. Italy [GC], no. 23458/02, §§ 174-77, ECHR 2011
(extracts)). However, in the context of the State’s positive obligations, when addressing
complex scientific, legal and ethical issues concerning in particular the
beginning or the end of life, and in the absence of consensus among the member
States, the Court has recognised that the latter have a certain margin of
appreciation.
First of all the Court observes that in the case of Vo, cited above (which concerned the acquittal on a charge of
unintentional homicide of the doctor responsible for the death of the applicant’s
unborn child), in examining the point at which life begins from the standpoint
of Article 2 of the Convention, it concluded that this matter came within the
States’ margin of appreciation in this sphere. It took into consideration the absence
of a common approach among the Contracting States and of a European consensus
on the scientific and legal definition of the beginning of life (§ 82).
The Court reiterated this approach in, inter alia, Evans v. the
United Kingdom ([GC], no. 6339/05, §§ 54-56, ECHR 2007‑I,
concerning the fact that domestic law permitted the applicant’s former partner
to withdraw his consent to the storage and use of embryos created jointly by
them) and in A, B and C v. Ireland ([GC], no. 25579/05, §
237, ECHR 2010, in which the applicants essentially complained under Article 8
of the Convention of the prohibition on abortion in Ireland for health and well‑being
reasons).
145. On
the question of assisted suicide the Court noted, in the context of Article 8
of the Convention, that there was no consensus among the member States of the Council
of Europe as to an individual’s right to decide in which way and at which time
his or her life should end, and therefore concluded that the States’ margin of
appreciation in this area was “considerable” (see Haas, cited
above, § 55, and Koch, cited
above, § 70).
146. The
Court also stated, in general terms, in the case of Ciechońska v. Poland (no. 19776/04, § 65, 14 June 2011),
concerning the authorities’ responsibility for the accidental death of the
applicant’s husband, that the choice of means for ensuring the positive
obligations under Article 2 was in principle a matter that fell within the
State’s margin of appreciation.
147. The
Court notes that no consensus exists among the Council of Europe member States
in favour of permitting the withdrawal of artificial life-sustaining treatment,
although the majority of States appear to allow it. While the detailed arrangements
governing the withdrawal of treatment vary from one country to another, there
is nevertheless consensus as to the paramount importance
of the patient’s wishes in the decision-making process, however those wishes are
expressed (see paragraphs 74‑75 above).
148. Accordingly,
the Court considers that in this sphere concerning the end of life, as in that concerning
the beginning of life, States must be afforded a margin of appreciation, not
just as to whether or not to permit the withdrawal of artificial life‑sustaining
treatment and the detailed arrangements governing such withdrawal, but also as
regards the means of striking a balance between the protection of patients’
right to life and the protection of their right to respect for their private
life and their personal autonomy (see, mutatis
mutandis, A, B and C, cited above,
§ 237). However, this margin of appreciation is not unlimited (ibid., § 238) and
the Court reserves the power to review whether or not the State has complied with
its obligations under Article 2.
(ii) Application to
the present case
149. The
applicants alleged that the Act of 22 April 2005 lacked clarity and precision, and
complained of the process culminating in the doctor’s decision of 11 January
2014. In their view, these shortcomings were the result of the national
authorities’ failure to fulfil their duty of protection under Article 2 of the
Convention.
(α) The legislative
framework
150. The applicants complained of a lack of precision and
clarity in the legislation, which, in their submission, was not applicable to
the case of Vincent Lambert, who was neither sick nor at the end of his life.
They further maintained that the legislation did not define with sufficient
precision the concepts of unreasonable obstinacy and treatment that could be
withdrawn.
151. The
Court has regard to the legislative framework established by the Public Health
Code (hereinafter “the Code”) as amended by the Act of 22 April 2005 (see
paragraphs 52‑54 above). It further reiterates that interpretation is inherent in
the work of the judiciary (see, among other authorities, Nejdet Şahin and Perihan Şahin v. Turkey
[GC], no. 13279/05, § 85, 20 October 2011). It observes that, prior to the rulings given in the
present case, the French courts had never been called upon to interpret the
provisions of the Act of 22 April 2005, although it had been in force for nine
years. In the present case the Conseil d’État
had the task of clarifying the scope of application of the Act and defining
the concepts of “treatment” and “unreasonable obstinacy” (see below).
- The scope of application of the Act
152. In its ruling
of 14 February 2014 the Conseil d’État determined
the scope of application of the Act. It held that it was clear from the very
wording of the applicable provisions, and from the parliamentary proceedings
prior to enactment of the legislation, that the provisions in question were
general in scope and were applicable to all users of the health system, whether
or not the patient was in an end-of-life situation (see paragraph 33 above).
153. The Court
notes that in his observations to the Conseil
d’État Mr Jean Leonetti, the rapporteur for the Act of 22 April 2005,
stated in his capacity as amicus curiae that
the Act was applicable to patients who had brain damage and thus suffered from
a serious condition that was incurable in the advanced stages, but who were not
necessarily “at the end of life”. For that reason the legislature, in the title
of the Act, had referred to “patients’ rights and end-of-life issues” rather than “patients’ rights in end‑of‑life situations”
(see, to similar effect, the observations of the National Medical Academy at
paragraph 44 above).
- The
concept of treatment
154. The Conseil d’État, in its ruling of 14
February 2014, interpreted the concept of treatment that could be withdrawn or
limited. It held, in the light of Articles L. 1110‑5 and 1111‑4
of the Code, cited above, and of the parliamentary proceedings, that the
legislature had intended to include among such forms of treatment all acts
aimed at maintaining the patient’s vital functions artificially, and that
artificial nutrition and hydration fell into that category of acts. The amicus curiae submissions to the Conseil d’État agreed on this point.
155. The Court
notes that the Council of Europe “Guide on the decision‑making
process regarding medical treatment in end‑of‑life situations”
addresses these issues. The Guide specifies that treatment covers not only interventions
whose aim is to improve a patient’s state of health by acting on the causes of
the illness, but also interventions which have a bearing only on the symptoms
and not on the aetiology of the illness, or which are responses to an organ
dysfunction. According to the Guide, artificial nutrition and hydration are
given to a patient following a medical indication and imply choices concerning
medical procedures and devices (perfusion, feeding tubes). The Guide observes
that differences in approach exist between countries. Some regard artificial
nutrition and hydration as a form of treatment that may be limited or withdrawn
in the circumstances and in accordance with the guarantees provided for in
domestic law. The considerations to be taken into account in this regard are
the patient’s wishes and whether or not the treatment is appropriate in the
situation in question. In other countries they are regarded as a form of care
meeting the individual’s basic needs which cannot be withdrawn unless the
patient, in the terminal phase of an end‑of‑life situation, has
expressed a wish to that effect (see paragraph 61 above).
- The
concept of unreasonable obstinacy
156. Under
the terms of Article L. 1110‑5 of the Code, treatment will amount to
unreasonable obstinacy if it is futile
or disproportionate or has “no other effect than to sustain life artificially”
(see paragraph 53 above). It is this last criterion which was applied in the
present case and which the applicants consider to be imprecise.
157. In his
observations to the Conseil d’État in
an amicus curiae capacity, Mr
Leonetti stated that this wording, which was stricter than the wording originally
envisaged (treatment “which prolongs life artificially”) was more restrictive and
referred to artificially sustaining life “in the purely biological sense, in
circumstances where, firstly, the patient has major irreversible brain damage
and, secondly, his or her condition offers no prospect of a return to awareness
of self or relationships with others” (see paragraph 44 above). In the same
vein, the National Medical Council emphasised the importance of the notion of
temporality, observing that where a pathological condition had become chronic,
resulting in the person’s physiological deterioration and the loss of his or
her cognitive and relational faculties, obstinacy in administering treatment
could be regarded as unreasonable if no signs of improvement were apparent
(ibid.)
158. In its judgment
of 24 June 2014 the Conseil d’État detailed
the factors to be taken into account by the doctor in assessing whether the
criteria for unreasonable obstinacy were met, while making clear that each
situation had to be considered on its own merits. These were: the medical
factors (which had to cover a sufficiently long period, be assessed
collectively and relate in particular to the patient’s current condition, the
change in that condition, his or her degree of suffering and the clinical
prognosis) and the non‑medical factors, namely the patient’s wishes,
however expressed, to which the doctor had to “attach particular importance”,
and the views of the person of trust, the family or those close to the patient.
159. The
Court notes that the Conseil d’État established
two important safeguards in that judgment. Firstly, it stated that “the sole
fact that a person is in an irreversible state of unconsciousness or, a fortiori, has lost his or her autonomy
irreversibly and is thus dependent on such a form of nutrition and hydration,
does not by itself amount to a situation in which the continuation of treatment
would appear unjustified on grounds of unreasonable obstinacy”. Secondly, it
stressed that where a patient’s wishes were not known, they could not be
assumed to consist in a refusal to be kept alive (see paragraph 48 above).
160. On the
basis of this analysis, the Court cannot subscribe to the applicants’
arguments. It considers that the provisions of the Act of 22 April 2005,
as interpreted by the Conseil d’État,
constitute a legal framework which is sufficiently clear, for the purposes of
Article 2 of the Convention, to regulate with precision the decisions taken by
doctors in situations such as that in the present case. The Court therefore
concludes that the State put in place a regulatory framework apt to ensure the
protection of patients’ lives (see paragraph 140 above).
(β) The
decision-making process
161. The
applicants complained of the decision-making process, which, in their view,
should have been genuinely collective or at the very least have provided for
mediation in the event of disagreement.
162. The
Court notes at the outset that neither Article 2 nor its case-law can be
interpreted as imposing any requirements as to the procedure to be followed with
a view to securing a possible agreement. It points out that in the case of Burke, cited above, it found the
procedure consisting in determining the patient’s wishes and consulting those
close to him or her as well as other medical personnel to be compatible with
Article 2 (see paragraph 143 above).
163. The
Court observes that, although the procedure under French law is described as “collective”
and includes several consultation phases (with the care team, at least one
other doctor, the person of trust, the family or those close to the patient),
it is the doctor in charge of the patient who alone takes the decision. The
patient’s wishes must be taken into account and the decision itself must be accompanied by reasons and is added to
the patient’s medical file.
164. In his
observations as amicus curiae, Mr Jean Leonetti pointed out that the
Act gave the doctor sole responsibility for the decision to withdraw treatment
and that it had been decided not to pass that responsibility on to the family,
in order to avoid any feelings of guilt and to ensure that the person who took
the decision was identified.
165. It is
clear from the comparative-law materials available to the Court that in those
countries which authorise the withdrawal of treatment, and where the patient
has not drawn up any advance directives, there exists a great variety of
arrangements governing the taking of the final decision to withdraw treatment.
It may be taken by the doctor (this is the most common situation), jointly by
the doctor and the family, by the family or legal representative, or by the
courts (see paragraph 75 above).
166. The Court
observes that the collective procedure in the present case lasted from
September 2013 to January 2014 and that, at every stage of its implementation,
it exceeded the requirements laid down by law. Whereas the procedure provides
for the consultation of one other doctor and, where appropriate, a second one,
Dr Kariger consulted six doctors, one of whom was designated by the applicants.
He convened a meeting of virtually the entire care team and held two meetings
with the family which were attended by Vincent Lambert’s wife, his parents and his
eight siblings. Following those meetings Vincent Lambert’s wife and six of his
brothers and sisters argued in favour of withdrawing treatment, as did five of
the six doctors consulted, while the applicants opposed such a move. The doctor
also held discussions with François Lambert, Vincent Lambert’s nephew. His
decision, which ran to thirteen pages (and an abridged seven-page version of
which was read out to the family) provided very detailed reasons. The Conseil d’État held in its judgment of
24 June 2014 that it was not tainted by any irregularity (see paragraph 50
above).
167. The Conseil d’État found that the doctor had
complied with the requirement to consult the family and that it had been lawful
for him to take his decision in the absence of unanimity among the family
members. The Court notes that French law as it currently stands provides for
the family to be consulted (and not for it to participate in taking the
decision), but does not make provision for mediation in the event of disagreement
between family members. Likewise, it does not specify the order in which family
members’ views should be taken into account, unlike in some other countries.
168. The Court
notes the absence of consensus on this subject (see paragraph 165 above) and
considers that the organisation of the decision‑making process, including
the designation of the person who takes the final decision to withdraw
treatment and the detailed arrangements for the taking of the decision, fall
within the State’s margin of appreciation. It notes that the procedure in the present
case was lengthy and meticulous, exceeding the requirements laid down by the
law, and considers that, although the applicants disagree with the outcome, that
procedure satisfied the requirements flowing from Article 2 of the Convention
(see paragraph 143 above).
(γ) Judicial remedies
169. Lastly,
the Court will examine the remedies that were available to the applicants in
the present case. It observes that the Conseil
d’État, called upon for the first time to rule on an appeal against a
decision to withdraw treatment under the Act of 22 April 2005, provided some
important clarifications in its rulings of 14 February and 24 June 2014
concerning the scope of the review carried out by the urgent-applications judge
of the administrative court in cases such as the present one.
170. The
applicants had lodged an urgent application with the administrative court for
protection of a fundamental freedom under Article L. 521-2 of the
Administrative Courts Code. This Article provides that the judge, “when hearing
an application of this kind justified by particular urgency, may order any
measures necessary to safeguard a fundamental freedom allegedly breached in a
serious and manifestly unlawful manner by an administrative
authority”. When dealing with an application on this basis, the
urgent‑applications judge of the administrative court normally rules
alone and as a matter of urgency, and may order interim measures on the basis
of a “plain and obvious” test (manifest unlawfulness).
171. The Court
notes that, as defined by the Conseil d’État
(see paragraph 32 above), the role of the urgent-applications judge entails the
power not only to suspend implementation of the doctor’s decision but also to
conduct a full review of its lawfulness (and not just apply the test of
manifest unlawfulness), if necessary sitting as a member of a bench of judges
and, if needs be, after ordering an expert medical report and seeking the
opinions of persons acting in an amicus
curiae capacity.
172. The Conseil d’État also specified in its judgment
of 24 June 2014 that the particular role of the judge in such cases meant that he
or she had to examine ‑ in addition to the arguments alleging that the
decision in question was unlawful ‑ any arguments to the effect that the
legislative provisions that had been applied were incompatible with the
Convention.
173. The Court
notes that the Conseil d’État
examined the case sitting as a full court (the seventeen-member Judicial
Assembly), which is highly unusual in injunction proceedings. In its ruling of
14 February 2014 it stated that the assessment carried out at Liège University
Hospital dated back two and a half years, and considered it necessary to have
the fullest information possible on Vincent Lambert’s state of health. It
therefore ordered an expert medical report which it entrusted to three recognised
specialists in neuroscience. Furthermore, in view of the scale and difficulty
of the issues raised by the case, it requested the National Medical Academy,
the National Ethics Advisory Committee, the National Medical Council and Mr
Jean Leonetti to submit general observations to it as amici curiae, in order to clarify in particular the concepts of
unreasonable obstinacy and sustaining life artificially.
174. The Court
notes that the expert report was prepared in great depth. The experts examined
Vincent Lambert on nine occasions, conducted a series of tests and familiarised
themselves with the entire medical file and with all the items in the judicial
file of relevance for their report. Between 24 March and 23 April 2014 they
also met all the parties concerned (the family, the medical and care team, the
medical consultants and representatives of UNAFTC and the hospital).
175. In its judgment
of 24 June 2014 the Conseil d’État
began by examining the compatibility of the relevant provisions of the Public
Health Code with Articles 2, 8, 6 and 7 of the Convention (see paragraph 47
above), before assessing the conformity of Dr Kariger’s decision with the
provisions of the Code (see paragraphs 48‑50 above). Its review
encompassed the lawfulness of the collective procedure and compliance with the
substantive conditions laid down by law, which it considered – particularly in
the light of the findings of the expert report – to have been satisfied. It
noted in particular that it was clear from the experts’ findings that Vincent
Lambert’s clinical condition corresponded to a chronic vegetative state, that
he had sustained serious and extensive damage whose severity, coupled with the
period of five and a half years that had passed since the accident, led to the
conclusion that it was irreversible and that there was a “poor clinical
prognosis”. In the view of the Conseil d’État,
these findings confirmed those made by Dr Kariger.
176. The Court
further observes that the Conseil d’État,
after stressing “the particular importance” which the doctor must attach to the
patient’s wishes (see paragraph 48 above), sought to ascertain what Vincent
Lambert’s wishes had been. As the latter had not drawn up any advance
directives or designated a person of trust, the Conseil d’État took into consideration the testimony of his wife,
Rachel Lambert. It noted that she and her husband, who were both nurses with
experience of patients in resuscitation and those with multiple disabilities,
had often discussed their professional experiences and that on several such
occasions Vincent Lambert had voiced the wish not to be kept alive artificially
in a highly dependent state (see paragraph 50 above). The Conseil d’État found that those remarks – the tenor of which was
confirmed by one of Vincent Lambert’s brothers – had been reported by Rachel
Lambert in precise detail and with the corresponding dates. It also took
account of the fact that several of Vincent Lambert’s other siblings had stated
that these remarks were in keeping with their brother’s personality, past
experience and views, and noted that the applicants did not claim that he would
have expressed remarks to the contrary. The Conseil
d’État observed, lastly, that the consultation of the family, prescribed by
law, had taken place (ibid.).
177. The
applicants submitted, relying on Article 8 of the Convention, that the Conseil d’État should not have taken
into consideration Vincent Lambert’s spoken remarks, which they considered to
be too general.
178. The Court
points out first of all that it is the patient who is the principal party in
the decision-making process and whose consent must remain at its centre; this
is true even where the patient is unable to express his or her wishes. The
Council of Europe’s “Guide on the decision‑making process regarding
medical treatment in end-of-life situations” recommends that the patient should
be involved in the decision-making process by means of any previously expressed
wishes, which may have been confided orally to a family member or close friend
(see paragraph 63 above).
179. The
Court also observes that, according to the comparative‑law materials
available to it, in the absence of advance directives or of a “living will”, a
number of countries require that efforts be made to ascertain the patient’s
presumed wishes, by a variety of means (statements of the legal representative
or the family, other factors testifying to the patient’s personality and
beliefs, and so forth).
180. Lastly,
the Court points out that in its judgment in Pretty, cited above (§ 63), it recognised the right of each
individual to decline to consent to treatment which might have the effect of
prolonging his or her life. Accordingly, it takes the view that the Conseil d’État was entitled to consider
that the testimony submitted to it was sufficiently precise to establish what
Vincent Lambert’s wishes had been with regard to the withdrawal or continuation
of his treatment.
(δ) Final
considerations
181. The Court is keenly aware of the importance of the issues
raised by the present case, which concerns extremely complex medical, legal and
ethical matters. In the circumstances of the case, the Court reiterates that it
was primarily for the domestic authorities to verify whether the decision to
withdraw treatment was compatible with the domestic legislation and the
Convention, and to establish the patient’s wishes in accordance with national
law. The Court’s role consisted in ascertaining whether the State had fulfilled
its positive obligations under Article 2 of the Convention.
On the basis of that approach, the Court has found
both the legislative framework laid down by domestic law, as interpreted by the
Conseil d’État, and the
decision-making process, which was conducted in meticulous fashion in the
present case, to be compatible with the requirements of Article 2. As to the
judicial remedies that were available to the applicants, the Court has reached
the conclusion that the present case was the subject of an in‑depth
examination in the course of which all points of view could be expressed and
all aspects were carefully considered, in the light of both a detailed expert
medical report and general observations from the highest‑ranking medical
and ethical bodies.
Consequently, the Court concludes that the
domestic authorities complied with their positive obligations flowing from
Article 2 of the Convention, in view of the margin of appreciation left to them
in the present case.
(ε) Conclusion
182. It follows that there would be no violation of Article 2 of
the Convention in the event of implementation of the Conseil d’État judgment of 24 June 2014.
III. ALLEGED
VIOLATION OF ARTICLE 8 OF THE CONVENTION
183. The
applicants maintained that they were potentially victims of a violation of their
right to respect for their family life with their son and brother, in breach of
Article 8 of the Convention.
184. The Court
is of the view that this complaint is absorbed by those raised by the
applicants under Article 2 of the Convention. In view of its finding concerning
that Article (see paragraph 182 above), the Court considers that it is not
necessary to rule separately on this complaint.
IV. ALLEGED
VIOLATION OF ARTICLE 6 OF THE CONVENTION
185. The
applicants further complained that the doctor who took the decision of 11
January 2014 was not impartial, as he had previously taken the same decision,
and that the expert medical report ordered by the Conseil d’État had not been fully adversarial.
They relied on Article 6 § 1 of the Convention, the relevant parts of
which provide:
“In the determination of his civil rights
and obligations ... everyone is entitled to a fair ... hearing ... by an
independent and impartial tribunal established by law.”
186. Even assuming
Article 6 § 1 to be applicable to the procedure resulting in the doctor’s
decision of 11 January 2014, the Court considers that these complaints, to the
extent that they have not been dealt with already under Article 2 of the
Convention (see paragraphs 150‑181 above), are manifestly ill‑founded.
187. It
follows that this aspect of the application must be rejected pursuant to
Article 35 §§ 3 (a) and 4 of the Convention.
FOR THESE REASONS, THE COURT
1. Declares,
unanimously, the application admissible as regards the applicants’ complaint raised
under Article 2 on their own behalf;
2. Declares, by
twelve votes to five, the remainder of the application inadmissible;
3. Rejects,
unanimously, Rachel Lambert’s request to
represent Vincent Lambert as a third-party intervener;
4. Holds, by twelve
votes to five, that there would be no violation of Article 2 of the Convention in
the event of implementation of the Conseil
d’État judgment of 24 June 2014;
5. Holds, by twelve
votes to five, that it is not necessary to rule separately on the complaint
under Article 8 of the Convention.
Done in English and in French, and delivered at a public hearing in the
Human Rights Building, Strasbourg, on 5 June 2015, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Erik Fribergh Dean
Spielmann
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the
Rules of Court, the separate opinion of Judge Hajiyev,
Šikuta, Tsotsoria, De Gaetano and Griţco is annexed to this judgment.
D.S.
E.F.
JOINT PARTLY DISSENTING OPINION OF JUDGES HAJIYEV,
ŠIKUTA, TSOTSORIA, DE GAETANO AND GRIҬCO
1. We regret that we have to
dissociate ourselves from the majority’s view expressed in points 2, 4 and 5 of
the operative provisions of the judgment in this case. After considerable
reflection, we believe that once all is said and written in this judgment,
after all the subtle legal distinctions are made and all the fine hairs split,
what is being proposed is nothing more and nothing less than that a severely
disabled person who is unable to
communicate his wishes about his present condition may, on the basis of a
number of questionable assumptions, be deprived of two basic life-sustaining
necessities, namely food and water, and moreover that the Convention is
impotent in the face of this reality. We find that conclusion not only
frightening but – and we very much regret having to say this – tantamount to a
retrograde step in the degree of protection which the Convention and the Court
have hitherto afforded to vulnerable people.
2. In reaching the conclusion in
paragraph 112 of the judgment, the majority proceed to review the existing
cases in which the Convention institutions have accepted that a third party
may, in exceptional circumstances, act in the name and on behalf of a
vulnerable person, even if the latter has not expressly stated his or her wish
to submit an application. The majority deduce from that case-law two main
criteria to be applied in such cases: the risk that the direct victim will be
deprived of effective protection of his or her rights, and the absence of a
conflict of interests between the victim and the applicant (see paragraph 102
of the judgment). While we agree with these two criteria as such, we completely
disagree with the way in which the majority apply them in the particular
circumstances of the present case.
With regard to the first criterion,
it is true that the applicants can, and did, invoke Article 2 on their own
behalf. However, now that the Court has recognised the locus standi of a non-governmental organisation to represent a
deceased person (see Centre for Legal
Resources on behalf of Valentin Câmpeanu v. Romania, [GC] no. 47848/08, ECHR 2014), we do not see any valid reason not
to follow the same approach in respect of the applicants in the instant case.
In fact, as close relatives of Vincent Lambert, they have, a fortiori, even stronger justification for acting on his behalf
before the Court.
As regards the second criterion, the
majority consider that, since the impugned domestic decisions were based on the
certainty that Vincent Lambert would not have wished to be kept alive under the
conditions in which he now finds himself, it is not “established that there is
a convergence of interests between the applicants’ assertions and what Vincent
Lambert would have wished” (see paragraph 104 of the judgment). This statement
would be correct only if – and in so far as – the applicants alleged a
violation of Vincent Lambert’s right to personal autonomy under Article 8 of
the Convention, which, according to our Court’s case-law, comprises the
individual’s right to decide in which way and at which time his or her life
should end (see Haas v. Switzerland,
no. 31322/07, § 51, ECHR 2011). However, although the applicants do invoke
Article 8, they do so in a completely different context; it is Vincent Lambert’s
physical integrity, and not his personal autonomy, that they seek to defend
before the Court. Their main complaints raised on behalf of Vincent Lambert are
based on Articles 2 and 3 of the Convention. Unlike Article 8, which protects
an extremely wide panoply of human actions based on personal choices and going
in various directions, Articles 2 and 3 of the Convention are clearly
unidirectional in that they do not involve any negative aspect. Article 2
protects the right to life but not the right to die (see Pretty v. the United Kingdom, no. 2346/02, §§ 39-40, ECHR 2002
III). Likewise, Article 3 guarantees a positive right not to be subjected to
ill-treatment, but no “right” whatsoever to waive this right and to be, for
example, beaten, tortured or starved to death. To put it simply, both Article 2
and Article 3 are “one-way avenues”. The right not to be starved to death being
the only right that Vincent Lambert himself could have validly claimed under
Articles 2 and 3, we fail to see how it is logically possible to find any lack
of “convergence of interests” between him and the applicants in the present
case, or even entertain the slightest doubt on this point.
In these circumstances, we are
convinced that the applicants did have standing to act in the name and on behalf
of Vincent Lambert, and that their respective complaints should have been
declared compatible ratione personae with
the provisions of the Convention.
3. We would like to make it clear
from the outset that had this been a case where the person in question –
Vincent Lambert in this case – had clearly expressed his wish not to be allowed
to continue to live because of his severe physical disability and the pain
associated therewith, or, in view of that situation, had clearly refused food
and water, we would have found no objection to hydration and feeding being
turned off or withheld if domestic legislation provided for that (and save
always the right of members of the medical profession to refuse to be party to
that procedure on grounds of conscientious objection). One may not agree with
such a law, but in such a situation two Convention rights are, as it were,
pitted against each other: the right to life (with the corresponding duty of
the State to protect life) on the one hand – Article 2 – and the right to
personal autonomy which is subsumed under Article 8. In such a contest one can
agree that “respect for human dignity and human freedom” (underlined in Pretty, cited above, § 65) may prevail.
But that is not Vincent Lambert’s situation.
4. Vincent Lambert is, according to
the available evidence, in a persistent vegetative state, with minimal, if any,
consciousness. He is not, however, brain dead – there is a failure of function
at one level of the brain but not at all levels. In fact, he can breathe on his
own (without the aid of a life-support machine) and can digest food (the
gastro-intestinal tract is intact and functioning), but has difficulty in
swallowing, in moving solid food down the oesophagus. More critically, there is
no evidence, cogent or otherwise, that he is in pain (as distinguished from the
evident discomfort of being constantly in bed or in a wheelchair). We are
particularly struck by a submission made by the applicants before this Court in
their observations of 16 October 2014 on the admissibility and merits (see
paragraphs 51 and 52), and which has not really been contested by the
Government, to the following effect:
“The Court must realise that, like any person in a state of severely
diminished consciousness, Mr Lambert can be got out of bed, dressed, put in a
wheelchair and taken out of his room. Many patients in a condition comparable
to his reside in a specialised nursing home and are able to spend weekends and
some holidays with their families ... and it is precisely the enteral method
used to feed them that makes this form of autonomy possible.
In September 2012 Doctor Kariger agreed to let Vincent Lambert’s parents
take him on holiday to the south of France. That was six months before the
first decision to stop feeding him was taken ... and there had been no change
in his condition in the interim.”
From the evidence submitted before
this Court, enteral feeding involves minimal physical invasion, causes the
patient no pain, and, with minimal training, such feeding can continue to be administered
by the family or relatives of Mr Lambert (and the applicants have offered to do
so) – although the food mixture to be administered is still something that has
to be prepared in a clinic or hospital. In this sense enteral feeding and
hydration (irrespective for the moment of whether this is termed “treatment” or
“care” or just “feeding”) is entirely proportionate
to the situation in which Vincent Lambert finds himself. In this context we are
none the wiser, even after having heard oral submissions in this case, as to
why the transfer of Vincent Lambert to a specialised clinic – the Bethel[1]
nursing home – where he can be cared for (thereby relieving the Reims
University Hospital of that duty) has been blocked by the authorities.
In other words, Vincent Lambert is alive and being cared for. He is also
being fed – and food and water are two basic life-sustaining necessities, and
are intimately linked to human dignity. This intimate link has been repeatedly
stated in numerous international documents[2]
What, we therefore ask, can justify a State in allowing a doctor – Dr Kariger
or, since he has resigned and left Reims University Hospital[3],
some other doctor – in this case not so much to “pull the plug” (Lambert is not
on any life-support machine) as to
withdraw or discontinue feeding and hydration so as to, in effect, starve
Vincent Lambert to death? What is the overriding reason, in the
circumstances of the present case, justifying the State in not intervening to protect life? Is it financial
considerations? None has been advanced in this case. Is it because the person
is in considerable pain? There is no evidence to that effect. Is it because the
person is of no further use or importance to society, indeed is no longer a
person and has only “biological life”?
5. As has already been pointed out,
there is no clear or certain indication of what Vincent Lambert’s wishes really
are (or even were) regarding the continuance or otherwise of his feeding and
hydration in the situation that he now finds himself in. Although he was a
member of the nursing profession before the accident which reduced him to his
present state, he never formulated any “advance directives” nor appointed “a
person of trust” for the purpose of the various provisions of the Public Health
Code. The Conseil d’Etat, in its
decision of 24 June 2014, made much of the evidently casual conversations that
Vincent Lambert had had with his wife (and apparently on one occasion also with
his brother Joseph Lambert) and came to the conclusion that “Dr Kariger [could
not] be regarded as having incorrectly interpreted the wishes expressed by the
patient before the accident”[4].
In matters of such gravity nothing short of absolute certainty should have
sufficed. “Interpreting” ex post facto
what people may or may not have said years before (and when in perfect health)
in casual conversations clearly exposes the system to grave abuse. Even if, for
the sake of argument, Vincent Lambert had indeed expressed the view that he
would have refused to be kept in a state of great dependency, such a statement
does not in our view offer a sufficient degree of certainty regarding his
desire to be deprived of food and water. As the applicants note in paragraphs
153 and 154 of their observations – something which again has not been denied
or contradicted by the respondent Government –
“If Mr Vincent Lambert had really wanted his life to end, if he had
really ‘given up’ psychologically, if he had really and truly wanted to die
[he] would already be dead by now. He would not have survived for 31 days
without food (between the first time his nutrition was stopped on 10 April 2013
and the first order of the Châlons-en-Champagne Administrative Court, of 11 May
2013 ordering the resumption of his nutrition) if something inside him, an
inner force, had not made him fight to stay alive. No one knows what this force
of life is. Perhaps, unconsciously, it is the fact that he is a father, and the
desire to see his daughter? Perhaps it is something else. What is undeniable is
that by his actions Mr Vincent Lambert has shown a will to live that it would
be wrong to ignore.
Conversely, any person who works with patients in a state of impaired
consciousness will tell you that a person in his condition who gives up on life
dies within ten days. In the instant case, Mr Lambert survived for 31 days with
no food and only 500 ml of liquid per day.”
However, all this emphasis on the
presumed wishes or intentions of Vincent Lambert detracts from another
important issue, namely the fact that under the French law applicable in the
instant case, where a patient is unconscious and has made no advance directives,
his wishes and the views or wishes of his family only complement the analysis of what the doctor in charge of the patient
perceives to be a medical reality. In other words, the patient’s wishes are, in
such a situation, in no way determinative
of the final outcome. The three
criteria set out in Article L. 1110-5 of the Public Health Code – futility,
disproportion and sustaining life artificially – are the only relevant
criteria. As the Conseil d’Etat has
stated, account must be taken of any wishes expressed by the patient and
particular importance must be attached to those wishes (see paragraphs 47 and
48 of the judgment), but those wishes are never decisive. In other words, once
the doctor in charge has, as in the instant case, decided that the third
criterion applies, the die is cast and the collective procedure is essentially
a mere formality.
6. By no stretch of the imagination
can Vincent Lambert be deemed to be in an “end-of-life” situation. Regrettably,
he will be in that situation soon, after feeding and hydration are withdrawn or
withheld. Persons in an even worse plight than Vincent Lambert are not in an imminently terminal condition (provided there is no other
concurrent pathology). Their nutrition – regardless of whether it is considered
as treatment or as care – is serving a life-sustaining purpose. It therefore
remains an ordinary means of
sustaining life and should, in principle, be continued.
7. Questions relative to the
supplying of nutrition and hydration are often qualified by the term
“artificial”, and this, as has happened in this case, leads to unnecessary
confusion. Every form of feeding – whether it is placing a feeding bottle in a
baby’s mouth, or using cutlery in the refectory to put food in one’s mouth –
is, to some extent, artificial, as the ingestion of the food is being mediated.
But when it comes to a patient in Vincent Lambert’s condition, the real
question that must be asked (in the context of the concepts of proportionality
and reasonableness that underpin the notion of the State’s positive obligations
under Article 2) is this: is the hydration and nutrition of benefit to the
person without causing any undue burden of pain or suffering or excessive
expenditure of resources? If the answer is yes, then there is a positive obligation
to preserve life. If the burdens surpass the benefits, then the State’s
obligation may, in appropriate cases, cease. In this context we would add,
moreover, that a State’s margin of appreciation, referred to in paragraph 148,
is not unlimited, and, broad as it may be, must always be viewed in the light
of the values underpinning the Convention, chief among which is the value of
life. The Court has often stated that the Convention must be read as a whole (a
principle referred to in paragraph 142) and interpreted (and we would say also
applied) in such a way as to promote internal consistency and harmony between
its various provisions and the various values enshrined therein (see, albeit in
different contexts, Stec and Others v.
the United Kingdom (dec.) [GC], nos. 65731/01 and 65900/01, § 48, ECHR 2005
X, and Austin and Others v. the United
Kingdom [GC], nos. 39692/09, 40713/09 and 41008/09, § 54, ECHR 2012). In
assessing this margin of appreciation in the circumstances of the instant case,
and the method chosen by the French authorities to “balance” any competing
interests, the Court should therefore have given more weight to the value of
life. It should also be recalled that we are not in a situation here where one
can legitimately say that there may be some doubt as to whether or not there is
life or “human life” (such as in cases dealing with fertility and human embryos
– the “when does human life begin?” question). Nor is it a case where there is
any doubt as to whether or not Vincent Lambert is alive. To our mind, a person
in Vincent Lambert’s condition is a person with fundamental human dignity and
must therefore, in accordance with the principles underpinning Article 2,
receive ordinary and proportionate care or treatment which includes the administration
of water and food.
8. We agree with the applicants that
the law in question lacks clarity[5]:
on what is ordinary and extraordinary treatment, on what amounts to
unreasonable obstinacy, and, more critically, on what amounts to prolonging (or
sustaining) life artificially. It is
true that it is primarily for the domestic courts to interpret and apply the
law, but it is also clear to us that the Conseil
d’Etat, in its judgment of 24 June 2014, adopted uncritically the
interpretation given by Mr Leonetti, and moreover disposed in a perfunctory way
of the issue of the compatibility of domestic law with Articles 2 and 8 of the
Convention (see paragraph 47 of the judgment), attaching importance only to the
fact that the “procedure had been observed”. It is true that this Court should
not act as a fourth-instance court and that the principle of subsidiarity must
be respected, but not to the point of refraining from affirming the value of
life and the inherent dignity even of persons who are in a vegetative state,
severely paralysed and who cannot communicate their wishes to others.
9. We agree that, conceptually,
there is a legitimate distinction between euthanasia and assisted suicide on
the one hand, and therapeutic abstention on the other. However, because of the
manner in which domestic law has been interpreted and the way it has been
applied to the facts of the case under examination, we strongly disagree with
what is stated in paragraph 141 of the judgment. The case before this Court is
one of euthanasia, even if under a different name. In principle it is never
advisable to use strong adjectives or adverbs in judicial documents, but in the
instant case it certainly is utterly contradictory for the respondent
Government to insist that French law prohibits euthanasia and that therefore
euthanasia does not enter into the equation in this case. We cannot hold
otherwise when it is clear that the criteria of the Leonetti Act, as
interpreted by the highest administrative court, when applied to a person who is
unconscious and undergoing “treatment” which is not really therapeutic but
simply a matter of nursing care, actually results in precipitating death which would not otherwise result in the
foreseeable future.
10. The public rapporteur before the
Conseil d’Etat is reported (in
paragraphs 31 and 122 of the judgment) as having said (citing the Minister of
Health while the Leonetti bill was being piloted in the Senate) that “While the
act of withdrawing treatment ... results in death, the intention behind the act
[is not to kill; it is] to allow death to resume its natural course and to
relieve suffering. This is particularly important for care staff, whose role is
not to take life.” Much has been made of this statement both by the Conseil d’Etat and by this Court. We beg
to differ. Apart from the fact that, as we have already said, there is no
evidence in the instant case that Mr Lambert is suffering in any way, that
statement would be correct if, and only if, a proper distinction were made
between ordinary care (or treatment) and extraordinary care (or treatment).
Feeding a person, even if enterally, is an act of ordinary care, and by
withholding or withdrawing food and water death inevitably follows (which would
not otherwise follow in the foreseeable future). One may not will the death of
the subject in question, but by willing the act or omission which one knows
will in all likelihood lead to that death, one actually intends to kill that
subject nonetheless. This is, after all, the whole notion of positive indirect intent as one of the two limbs
of the notion of dolus in criminal
law.
11. In 2010, to mark its fiftieth
anniversary, the Court accepted the title of The Conscience of Europe when publishing a book with that very
title. Assuming, for the sake of argument, that an institution, as opposed to
the individuals who make up that institution, can have a conscience, such a
conscience must not only be well informed but must also be underpinned by high
moral or ethical values. These values should always be the guiding light,
irrespective of all the legal chaff that may be tossed about in the course of
analysing a case. It is not sufficient to acknowledge, as is done in paragraph
181 of the judgment, that a case “concerns complex medical, legal and ethical
matters”; it is of the very essence of a conscience, based on recta ratio, that ethical matters should
be allowed to shape and guide the legal reasoning to its proper final
destination. That is what conscience is all about. We regret that the Court
has, with this judgment, forfeited the above-mentioned title.
[1] See the observations of the third-party intervener association Amréso-Bethel.
[2] Suffice it to refer to General Comment no. 12 and General Comment no. 15 adopted by the UN Committee on Economic, Social and Cultural Rights at its twentieth and twenty-ninth sessions respectively.
[3] See the applicants’ observations, § 164.
[4] See the seventh paragraph of that decision as reproduced in paragraph 50 of the judgment.
[5] There is also a hint of this in paragraph 56.